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Hercules Capital
HTGC

Overview Fund Activity

193 hedge funds and large institutions have $486M invested in Hercules Capital in 2020 Q4 according to their latest regulatory filings, with 39 funds opening new positions, 68 increasing their positions, 51 reducing their positions, and 24 closing their positions.

Holders
193
Holders Change
+14
Holders Change %
+7.82%
% of All Funds
3.43%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.09%
New
39
Increased
68
Reduced
51
Closed
24
Calls
$6.52M
Puts
$3.09M
Net Calls
+$3.43M
Net Calls Change
+$4.3M

Top Buyers

1
Invesco
1
Invesco
Georgia
$9.94M
2
MGAM
2
McGowan Group Asset Management
Texas
$5.48M
3
N
3
Natixis
France
$3.63M
4
Neuberger Berman Group
4
Neuberger Berman Group
New York
$3.19M
5
Voloridge Investment Management
5
Voloridge Investment Management
Florida
$2.43M

Top Sellers

1
SAMH
1
Shanda Asset Management Holdings
British Virgin Islands
$27.4M
2
JAM
2
Jacobs Asset Management
New York
$0
3
JPMorgan Chase & Co
3
JPMorgan Chase & Co
New York
$19M
4
RCM
4
Radcliffe Capital Management
Pennsylvania
$0
5
Assenagon Asset Management
5
Assenagon Asset Management
Luxembourg
$0
Name Market Value Shares Shares
Change 		Shares
Change %
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$34.9M 2,422,937 +19,390 +0.8%
SIS
2
Sound Income Strategies
Florida
$30.8M 2,138,681 +108,256 +5%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$30M 2,082,366 +17,333 +0.8%
SAMH
4
Shanda Asset Management Holdings
British Virgin Islands
$27.4M 1,900,000 -900,000 -32%
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$19M 1,314,901 -130,906 -9%
GIP
6
Granite Investment Partners
California
$18M 1,248,680 -26,052 -2%
VanEck Associates
7
VanEck Associates
New York
$15.4M 1,068,579 +113,398 +12%
MC
8
Muzinich & Co
New York
$15.2M 1,056,321 -97,842 -8%
ACM
9
Advisors Capital Management
New Jersey
$15.1M 1,045,832 -38,767 -4%
Sumitomo Mitsui Trust Group
10
Sumitomo Mitsui Trust Group
Japan
$15M 1,041,400 -102,154 -9%
BlackRock
11
BlackRock
New York
$11.9M 826,156 +13,555 +2%
Legal & General Group
12
Legal & General Group
United Kingdom
$11.8M 817,751 +47,202 +6%
Morgan Stanley
13
Morgan Stanley
New York
$11.6M 807,609 +60,064 +8%
CF
14
Centaurus Financial
California
$11.2M 778,746 -12,170 -2%
Wells Fargo
15
Wells Fargo
California
$10.5M 728,559 -34,610 -5%
Invesco
16
Invesco
Georgia
$9.94M 689,059 +588,080 +582%
STB
17
S&T Bank
Pennsylvania
$9.44M 654,847 +702 +0.1%
Aberdeen Group
18
Aberdeen Group
United Kingdom
$8.42M 583,823 -100,411 -15%
MHI
19
Miller Howard Investments
New York
$7.91M 548,552 +70,000 +15%
Stifel Financial
20
Stifel Financial
Missouri
$7.18M 497,916 +101,148 +25%
GHAM
21
Gilman Hill Asset Management
Connecticut
$6.94M 480,975 +17,111 +4%
CIM
22
Confluence Investment Management
Missouri
$6.52M 451,989 +1,770 +0.4%
Northern Trust
23
Northern Trust
Illinois
$6.08M 421,551 +21,668 +5%
MGAM
24
McGowan Group Asset Management
Texas
$5.48M 380,054 +380,054 New
MCM
25
McKinley Capital Management
Alaska
$5.32M 369,223 -37,645 -9%
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