Hercules Capital
HTGC
193 hedge funds and large institutions have $486M invested in Hercules Capital in 2020 Q4 according to their latest regulatory filings, with 39 funds opening new positions, 68 increasing their positions, 51 reducing their positions, and 24 closing their positions.
111% more call options, than puts
Call options by funds: $6.52M | Put options by funds: $3.09M
63% more first-time investments, than exits
New positions opened: 39 | Existing positions closed: 24
33% more repeat investments, than reductions
Existing positions increased: 68 | Existing positions reduced: 51
26% more capital invested
Capital invested by funds: $385M → $486M (+$102M)
25% more funds holding in top 10
Funds holding in top 10: 4 → 5 (+1)
8% more funds holding
Funds holding: 179 → 193 (+14)
0.3% more ownership
Funds ownership: 29.12% → 29.42% (+0.3%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Invesco
Atlanta,
Georgia
|
+$7.49M |
| 2 |
MGAM
McGowan Group Asset Management
Dallas,
Texas
|
+$4.84M |
| 3 |
N
Natixis
Paris,
France
|
+$2.97M |
| 4 |
Neuberger Berman Group
New York
|
+$2.67M |
| 5 |
Voloridge Investment Management
Jupiter,
Florida
|
+$2.14M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SAMH
Shanda Asset Management Holdings
Tortola,,
British Virgin Islands
|
-$11.5M |
| 2 |
JAM
Jacobs Asset Management
New York
|
-$2.89M |
| 3 |
JP Morgan Chase
New York
|
-$1.67M |
| 4 |
RCM
Radcliffe Capital Management
Bala Cynwyd,
Pennsylvania
|
-$1.62M |
| 5 |
Assenagon Asset Management
Senningerberg,
Luxembourg
|
-$1.5M |
HTGC Hedge Fund Activity: Q4 2020 in Review
193 of the 5,676 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q4 2020, worth a combined $486M — up 26% from $385M a quarter earlier.
Buyers outnumbered sellers: 39 funds opened new HTGC positions and 24 closed out — a net gain of 15 holders — while 68 added to existing stakes and 51 trimmed.
The largest buyer was Invesco, adding an estimated $7.49M. The largest seller was Shanda Asset Management Holdings, cutting an estimated $11.5M.
- 193 institutional investors held Hercules Capital (HTGC) as of Q4 2020, up from 179 in Q3 2020.
- Funds reported $486M of Hercules Capital stock for Q4 2020, up 26% quarter-over-quarter.
- 39 funds opened new Hercules Capital positions in Q4 2020 and 24 closed out, a net change of +15 holders.
- The largest Hercules Capital buyer in Q4 2020 was Invesco, an estimated $7.49M added.
- The largest Hercules Capital seller in Q4 2020 was Shanda Asset Management Holdings, an estimated $11.5M sold.
Based on aggregated 13F filings for Q4 2020.