McGowan Group Asset Management’s Hercules Capital HTGC Stock Holding History

McGowan Group Asset Management’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-431,007	Closed	-$5.7M	–	139
2022 Q4	$5.7M	Buy	431,007 +7,056	+2%	+$95.9K	0.91%	26
2022 Q3	$4.91M	Buy	423,951 +2,755	+0.7%	+$39.3K	0.85%	27
2022 Q2	$5.68M	Buy	421,196 +267	+0.1%	+$4.17K	0.95%	23
2022 Q1	$7.61M	Buy	420,929 +5,850	+1%	+$103K	1.17%	21
2021 Q4	$6.89M	Buy	415,079 +6,192	+2%	+$105K	1.21%	22
2021 Q3	$6.79M	Buy	408,887 +11,732	+3%	+$199K	1.16%	22
2021 Q2	$6.78M	Buy	397,155 +8,798	+2%	+$151K	1.06%	22
2021 Q1	$6.22M	Buy	388,357 +8,303	+2%	+$129K	1.02%	24
2020 Q4	$5.48M	Buy	+380,054	New	+$4.84M	0.94%	23

Other funds holding HTGC

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

T. Rowe Price Investment Management Baltimore, Maryland $145B AUM 22.78% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $8.58B AUM 23.43% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

McGowan Group Asset Management's HTGC Position: Q1 2023 in Review

McGowan Group Asset Management sold out of Hercules Capital (HTGC) in Q1 2023, closing a stake of 431,007 shares — an estimated $5.7M sold.

McGowan Group Asset Management first reported a position in HTGC in Q4 2020 and held it in 9 quarters. The position peaked at $7.61M in Q1 2022. 257 funds tracked by Wall St. Rank hold HTGC as of Q1 2023.

McGowan Group Asset Management reported no remaining Hercules Capital position as of Q1 2023 after selling out during the quarter.
McGowan Group Asset Management sold 431,007 Hercules Capital shares in Q1 2023, an estimated $5.7M.
McGowan Group Asset Management first reported a position in Hercules Capital in Q4 2020 and held it in 9 quarters.
McGowan Group Asset Management's Hercules Capital position peaked at $7.61M in Q1 2022.
257 funds tracked by Wall St. Rank held Hercules Capital as of Q1 2023.

Based on McGowan Group Asset Management's 13F filing for Q1 2023, filed 15 May 2023.