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Hercules Capital
HTGC

Overview Fund Activity

255 hedge funds and large institutions have $398M invested in Hercules Capital in 2023 Q1 according to their latest regulatory filings, with 38 funds opening new positions, 107 increasing their positions, 63 reducing their positions, and 41 closing their positions.

Holders
255
Holders Change
-6
Holders Change %
-2.3%
% of All Funds
4.08%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.06%
New
38
Increased
107
Reduced
63
Closed
41
Calls
$9.86M
Puts
$22.4M
Net Calls
-$12.5M
Net Calls Change
+$6.09M

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$11.2M
2
CCPM
2
Cooper Creek Partners Management
New York
$7.01M
3
Citadel Advisors
3
Citadel Advisors
Florida
$16.2M
4
Marshall Wace
4
Marshall Wace
United Kingdom
$4.75M
5
MHI
5
Miller Howard Investments
New York
$3.87M

Top Sellers

1
Millennium Management
1
Millennium Management
New York
$1.84M
2
GIP
2
Granite Investment Partners
California
$0
3
BTCPP
3
Border to Coast Pensions Partnership
United Kingdom
$6.77M
4
MGAM
4
McGowan Group Asset Management
Texas
$0
5
Northern Trust
5
Northern Trust
Illinois
$1.26M
Name Market Value Shares Shares
Change 		Shares
Change %
SIS
1
Sound Income Strategies
Florida
$30.7M 2,380,281 -61,473 -3%
VanEck Associates
2
VanEck Associates
New York
$23M 1,787,434 +18,198 +1%
T. Rowe Price Investment Management
3
T. Rowe Price Investment Management
Maryland
$18.1M 1,404,876 +23,126 +2%
Citadel Advisors
4
Citadel Advisors
Florida
$16.2M 1,253,891 +486,753 +63%
Morgan Stanley
5
Morgan Stanley
New York
$15.9M 1,233,873 +96,959 +9%
ACM
6
Advisors Capital Management
New Jersey
$13.4M 1,039,241 +66,155 +7%
Legal & General Group
7
Legal & General Group
United Kingdom
$11.5M 892,265 +34,878 +4%
RJA
8
Raymond James & Associates
Florida
$11.2M 868,224 +630,120 +265%
BlackRock
9
BlackRock
New York
$10.7M 828,201 -221,600 -21%
Two Sigma Advisers
10
Two Sigma Advisers
New York
$10.2M 794,600 +500 +0.1%
GHAM
11
Gilman Hill Asset Management
Connecticut
$8.21M 637,111 +5,848 +0.9%
STB
12
S&T Bank
Pennsylvania
$8.1M 628,258 -5,088 -0.8%
JPMorgan Chase & Co
13
JPMorgan Chase & Co
New York
$7.84M 607,938 -235,897 -28%
CCPM
14
Cooper Creek Partners Management
New York
$7.01M 543,900 +543,900 New
BTCPP
15
Border to Coast Pensions Partnership
United Kingdom
$6.77M 524,837 -600,000 -53%
Wells Fargo
16
Wells Fargo
California
$6.48M 502,872 -60,909 -11%
AAM
17
Advisors Asset Management
Colorado
$5.86M 454,588 +19,307 +4%
LPL Financial
18
LPL Financial
California
$5.82M 451,201 -40,451 -8%
Connor, Clark & Lunn Investment Management (CC&L)
19
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$5.18M 401,704 +180,025 +81%
MC
20
Muzinich & Co
New York
$5.05M 391,528 – –
Stifel Financial
21
Stifel Financial
Missouri
$5.03M 389,990 -34,959 -8%
CIM
22
Confluence Investment Management
Missouri
$4.94M 383,272 -18,920 -5%
Sumitomo Mitsui Trust Group
23
Sumitomo Mitsui Trust Group
Japan
$4.9M 380,339 – –
CF
24
Centaurus Financial
California
$4.85M 376,484 -6,529 -2%
Marshall Wace
25
Marshall Wace
United Kingdom
$4.75M 368,676 +368,676 New
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