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Hercules Capital
HTGC

Overview Fund Activity

177 hedge funds and large institutions have $466M invested in Hercules Capital in 2019 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 67 increasing their positions, 48 reducing their positions, and 30 closing their positions.

Holders
177
Holders Change
-9
Holders Change %
-4.84%
% of All Funds
3.89%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
22
Increased
67
Reduced
48
Closed
30
Calls
$152K
Puts
$1.83M
Net Calls
-$1.68M
Net Calls Change
+$1.05M

Top Buyers

1
Citadel Advisors
1
Citadel Advisors
Florida
$7.38M
2
SIS
2
Sound Income Strategies
Florida
$25.5M
3
MPAM
3
Monarch Partners Asset Management
Massachusetts
$7.1M
4
BlackRock
4
BlackRock
New York
$7.5M
5
Macquarie Group
5
Macquarie Group
Australia
$3.21M

Top Sellers

1
Millennium Management
1
Millennium Management
New York
$6.75M
2
UBS Group
2
UBS Group
Switzerland
$16.3M
3
PI
3
Putnam Investments
Massachusetts
$0
4
GIM
4
Greenwich Investment Management
Connecticut
$793K
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$24.7M
Name Market Value Shares Shares
Change 		Shares
Change %
SAMH
1
Shanda Asset Management Holdings
British Virgin Islands
$46.9M 3,505,755 – –
T. Rowe Price Associates
2
T. Rowe Price Associates
Maryland
$31.9M 2,384,914 -3,624 -0.2%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$29.5M 2,203,838 +35,799 +2%
SIS
4
Sound Income Strategies
Florida
$25.5M 1,903,877 +230,391 +14%
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$24.7M 1,846,618 -113,841 -6%
GIP
6
Granite Investment Partners
California
$18.1M 1,353,328 +14,052 +1%
UBS Group
7
UBS Group
Switzerland
$16.3M 1,221,242 -166,999 -12%
MC
8
Muzinich & Co
New York
$14.7M 1,101,253 -55,271 -5%
ACM
9
Advisors Capital Management
New Jersey
$14.4M 1,080,183 +55,719 +5%
Wells Fargo
10
Wells Fargo
California
$13.6M 1,019,790 +14,098 +1%
VanEck Associates
11
VanEck Associates
New York
$11.1M 829,225 +5,870 +0.7%
CF
12
Centaurus Financial
California
$11M 823,125 -14,849 -2%
CIM
13
Confluence Investment Management
Missouri
$10.4M 780,835 -1,252 -0.2%
Morgan Stanley
14
Morgan Stanley
New York
$9.42M 704,271 -57,348 -8%
STB
15
S&T Bank
Pennsylvania
$8.52M 634,979 +2,866 +0.5%
BlackRock
16
BlackRock
New York
$7.5M 560,986 +126,929 +29%
Citadel Advisors
17
Citadel Advisors
Florida
$7.38M 552,163 +283,055 +105%
MPAM
18
Monarch Partners Asset Management
Massachusetts
$7.1M 531,082 +144,595 +37%
Legal & General Group
19
Legal & General Group
United Kingdom
$6.87M 514,347 +13,369 +3%
GC
20
Guggenheim Capital
Illinois
$6.85M 512,007 -5,011 -1%
Millennium Management
21
Millennium Management
New York
$6.75M 504,741 -238,846 -32%
Bank of Montreal
22
Bank of Montreal
Ontario, Canada
$6.74M 503,957 +686 +0.1%
Stifel Financial
23
Stifel Financial
Missouri
$6.46M 483,691 +7,720 +2%
GHAM
24
Gilman Hill Asset Management
Connecticut
$4.97M 371,352 -6,643 -2%
LSV Asset Management
25
LSV Asset Management
Illinois
$4.96M 370,860 -14,300 -4%
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