Hercules Capital
HTGC
177 hedge funds and large institutions have $466M invested in Hercules Capital in 2019 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 67 increasing their positions, 48 reducing their positions, and 30 closing their positions.
40% more repeat investments, than reductions
Existing positions increased: 67 | Existing positions reduced: 48
3% more capital invested
Capital invested by funds: $452M → $466M (+$14.5M)
0% more funds holding in top 10
Funds holding in top 10: 4 → 4 (0)
0.38% less ownership
Funds ownership: 33.81% → 33.43% (-0.38%)
5% less funds holding
Funds holding: 186 → 177 (-9)
27% less first-time investments, than exits
New positions opened: 22 | Existing positions closed: 30
92% less call options, than puts
Call options by funds: $152K | Put options by funds: $1.83M
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Citadel Advisors
Miami,
Florida
|
+$3.69M |
| 2 |
SIS
Sound Income Strategies
Ft Lauderdale,
Florida
|
+$3.01M |
| 3 |
MPAM
Monarch Partners Asset Management
Boston,
Massachusetts
|
+$1.89M |
| 4 |
BlackRock
New York
|
+$1.66M |
| 5 |
Macquarie Group
Sydney, NSW 2000,
Australia
|
+$1.4M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Millennium Management
New York
|
-$3.12M |
| 2 |
UBS Group
Zurich,
Switzerland
|
-$2.18M |
| 3 |
PI
Putnam Investments
Boston,
Massachusetts
|
-$2.13M |
| 4 |
GIM
Greenwich Investment Management
Norwalk,
Connecticut
|
-$1.5M |
| 5 |
JP Morgan Chase
New York
|
-$1.49M |
HTGC Hedge Fund Activity: Q3 2019 in Review
177 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q3 2019, worth a combined $466M — up 3.2% from $452M a quarter earlier.
Sellers outnumbered buyers: 30 funds closed out of HTGC and 22 opened new positions — a net loss of 8 holders — while 48 trimmed existing stakes and 67 added.
The largest buyer was Citadel Advisors, adding an estimated $3.69M. The largest seller was Millennium Management, cutting an estimated $3.12M.
- 177 institutional investors held Hercules Capital (HTGC) as of Q3 2019, down from 186 in Q2 2019.
- Funds reported $466M of Hercules Capital stock for Q3 2019, up 3.2% quarter-over-quarter.
- 22 funds opened new Hercules Capital positions in Q3 2019 and 30 closed out, a net change of -8 holders.
- The largest Hercules Capital buyer in Q3 2019 was Citadel Advisors, an estimated $3.69M added.
- The largest Hercules Capital seller in Q3 2019 was Millennium Management, an estimated $3.12M sold.
Based on aggregated 13F filings for Q3 2019.