Hercules Capital
HTGC
186 hedge funds and large institutions have $452M invested in Hercules Capital in 2019 Q2 according to their latest regulatory filings, with 38 funds opening new positions, 59 increasing their positions, 52 reducing their positions, and 21 closing their positions.
81% more first-time investments, than exits
New positions opened: 38 | Existing positions closed: 21
13% more repeat investments, than reductions
Existing positions increased: 59 | Existing positions reduced: 52
10% more funds holding
Funds holding: 169 → 186 (+17)
9% more capital invested
Capital invested by funds: $416M → $452M (+$35.5M)
0.27% less ownership
Funds ownership: 34.08% → 33.81% (-0.27%)
20% less funds holding in top 10
Funds holding in top 10: 5 → 4 (-1)
100% less call options, than puts
Call options by funds: $0 | Put options by funds: $2.72M
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SAMH
Shanda Asset Management Holdings
Tortola,,
British Virgin Islands
|
+$14.4M |
| 2 |
Millennium Management
New York
|
+$9.27M |
| 3 |
SIS
Sound Income Strategies
Ft Lauderdale,
Florida
|
+$5.45M |
| 4 |
Two Sigma Investments
New York
|
+$4.96M |
| 5 |
VEA
Virtus ETF Advisers
New York
|
+$3.41M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AM
Ares Management
Los Angeles,
California
|
-$7.33M |
| 2 |
Nomura Holdings
Tokyo,
Japan
|
-$4.18M |
| 3 |
Goldman Sachs
New York
|
-$3.35M |
| 4 |
T. Rowe Price Associates
Baltimore,
Maryland
|
-$3.05M |
| 5 |
SMDAM
Sumitomo Mitsui DS Asset Management
Tokyo,
Japan
|
-$2.51M |
HTGC Hedge Fund Activity: Q2 2019 in Review
186 of the 4,625 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q2 2019, worth a combined $452M — up 8.5% from $416M a quarter earlier.
Buyers outnumbered sellers: 38 funds opened new HTGC positions and 21 closed out — a net gain of 17 holders — while 59 added to existing stakes and 52 trimmed.
The largest buyer was Shanda Asset Management Holdings, adding an estimated $14.4M. The largest seller was Ares Management, exiting entirely with an estimated $7.33M sold.
- 186 institutional investors held Hercules Capital (HTGC) as of Q2 2019, up from 169 in Q1 2019.
- Funds reported $452M of Hercules Capital stock for Q2 2019, up 8.5% quarter-over-quarter.
- 38 funds opened new Hercules Capital positions in Q2 2019 and 21 closed out, a net change of +17 holders.
- The largest Hercules Capital buyer in Q2 2019 was Shanda Asset Management Holdings, an estimated $14.4M added.
- The largest Hercules Capital seller in Q2 2019 was Ares Management, an estimated $7.33M sold.
Based on aggregated 13F filings for Q2 2019.