Nomura Holdings

Nomura Holdings’s Hercules Capital HTGC Stock Holding History

Nomura Holdings’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-328,901	Closed	-$4.18M	–	1215
2019 Q1	$4.18M	Sell	328,901 -86,716	-21%	-$1.1M	0.04%	493
2018 Q4	$4.61M	Buy	415,617 +32,032	+8%	+$391K	0.05%	531
2018 Q3	$5.07M	Sell	383,585 -7,691	-2%	-$103K	0.04%	491
2018 Q2	$4.95M	Buy	391,276 +2,116	+0.5%	+$26.2K	0.04%	508
2018 Q1	$4.71K	Sell	389,160 -8,917	-2%	-$112K	0.02%	580
2017 Q4	$5.22M	Buy	398,077 +11,625	+3%	+$152K	0.04%	609
2017 Q3	$4.99M	Buy	386,452 +25,505	+7%	+$327K	0.05%	547
2017 Q2	$4.78M	Buy	360,947 +23,271	+7%	+$323K	0.04%	556
2017 Q1	$5.12M	Sell	337,676 -22,504	-6%	-$330K	0.06%	453
2016 Q4	$5.07M	Buy	+360,180	New	+$4.9M	0.04%	562
2016 Q1	–	Sell	-16,085	Closed	-$195K	–	1756
2015 Q4	$195K	Sell	16,085 -5,486	-25%	-$61.7K	﹤0.01%	1587
2015 Q3	$221K	Buy	+21,571	New	+$245K	﹤0.01%	1361
2014 Q3	–	Sell	-143,791	Closed	-$2.31M	–	2893
2014 Q2	$2.31M	Buy	+143,791	New	+$2.1M	0.02%	1054

Other funds holding HTGC

Shanda Asset Management Holdings Tortola,, British Virgin Islands $1.84B AUM 36.09% 1-Year Est. Return

T. Rowe Price Associates

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return

JP Morgan Chase

JP Morgan Chase New York $1.47T AUM 27.86% 1-Year Est. Return

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

Granite Investment Partners El Segundo, California $1.63B AUM 38.09% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Advisors Capital Management Ridgewood, New Jersey $8.58B AUM 23.43% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return