Hercules Capital
HTGC
179 hedge funds and large institutions have $385M invested in Hercules Capital in 2020 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 66 increasing their positions, 57 reducing their positions, and 31 closing their positions.
16% more repeat investments, than reductions
Existing positions increased: 66 | Existing positions reduced: 57
4% more capital invested
Capital invested by funds: $371M → $385M (+$14.2M)
0% more funds holding in top 10
Funds holding in top 10: 4 → 4 (0)
2% less funds holding
Funds holding: 183 → 179 (-4)
2.87% less ownership
Funds ownership: 31.99% → 29.12% (-2.9%)
13% less first-time investments, than exits
New positions opened: 27 | Existing positions closed: 31
21% less call options, than puts
Call options by funds: $3.29M | Put options by funds: $4.16M
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Aberdeen Group
Edinburgh,
United Kingdom
|
+$5.11M |
| 2 |
JAM
Jacobs Asset Management
New York
|
+$2.78M |
| 3 |
JP Morgan Chase
New York
|
+$2.62M |
| 4 |
BlackRock
New York
|
+$1.72M |
| 5 |
Barclays
London,
United Kingdom
|
+$1.42M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SAMH
Shanda Asset Management Holdings
Tortola,,
British Virgin Islands
|
-$13.7M |
| 2 |
Marshall Wace
London,
United Kingdom
|
-$4.58M |
| 3 |
Assenagon Asset Management
Senningerberg,
Luxembourg
|
-$4.43M |
| 4 |
Citadel Advisors
Miami,
Florida
|
-$2.76M |
| 5 |
Millennium Management
New York
|
-$2.73M |
HTGC Hedge Fund Activity: Q3 2020 in Review
179 of the 4,970 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q3 2020, worth a combined $385M — up 3.8% from $371M a quarter earlier.
Sellers outnumbered buyers: 31 funds closed out of HTGC and 27 opened new positions — a net loss of 4 holders — while 57 trimmed existing stakes and 66 added.
The largest buyer was Aberdeen Group, adding an estimated $5.11M. The largest seller was Shanda Asset Management Holdings, cutting an estimated $13.7M.
- 179 institutional investors held Hercules Capital (HTGC) as of Q3 2020, down from 183 in Q2 2020.
- Funds reported $385M of Hercules Capital stock for Q3 2020, up 3.8% quarter-over-quarter.
- 27 funds opened new Hercules Capital positions in Q3 2020 and 31 closed out, a net change of -4 holders.
- The largest Hercules Capital buyer in Q3 2020 was Aberdeen Group, an estimated $5.11M added.
- The largest Hercules Capital seller in Q3 2020 was Shanda Asset Management Holdings, an estimated $13.7M sold.
Based on aggregated 13F filings for Q3 2020.