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Hercules Capital
HTGC

Overview Fund Activity

179 hedge funds and large institutions have $385M invested in Hercules Capital in 2020 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 66 increasing their positions, 57 reducing their positions, and 31 closing their positions.

Holders
179
Holders Change
-4
Holders Change %
-2.19%
% of All Funds
3.62%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.08%
New
27
Increased
66
Reduced
57
Closed
31
Calls
$3.29M
Puts
$4.16M
Net Calls
-$873K
Net Calls Change
+$218K

Top Buyers

1
Aberdeen Group
1
Aberdeen Group
United Kingdom
$7.92M
2
JAM
2
Jacobs Asset Management
New York
$2.89M
3
JPMorgan Chase & Co
3
JPMorgan Chase & Co
New York
$16.6M
4
BlackRock
4
BlackRock
New York
$9.4M
5
Barclays
5
Barclays
United Kingdom
$1.48M

Top Sellers

1
SAMH
1
Shanda Asset Management Holdings
British Virgin Islands
$32.4M
2
Marshall Wace
2
Marshall Wace
United Kingdom
$562K
3
Assenagon Asset Management
3
Assenagon Asset Management
Luxembourg
$1.51M
4
Citadel Advisors
4
Citadel Advisors
Florida
$194K
5
Millennium Management
5
Millennium Management
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
SAMH
1
Shanda Asset Management Holdings
British Virgin Islands
$32.4M 2,800,000 -1,229,986 -31%
T. Rowe Price Associates
2
T. Rowe Price Associates
Maryland
$27.8M 2,403,547 -6,007 -0.2%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$23.9M 2,065,033 -41,473 -2%
SIS
4
Sound Income Strategies
Florida
$23.5M 2,030,425 -2,454 -0.1%
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$16.6M 1,445,807 +235,468 +19%
GIP
6
Granite Investment Partners
California
$14.7M 1,274,732 -27,736 -2%
MC
7
Muzinich & Co
New York
$13.4M 1,154,163 +39,404 +4%
Sumitomo Mitsui Trust Group
8
Sumitomo Mitsui Trust Group
Japan
$13.2M 1,143,554 +39,404 +4%
ACM
9
Advisors Capital Management
New Jersey
$12.5M 1,084,599 -43,476 -4%
VanEck Associates
10
VanEck Associates
New York
$11.1M 955,181 -8,113 -0.8%
BlackRock
11
BlackRock
New York
$9.4M 812,601 +154,909 +24%
CF
12
Centaurus Financial
California
$9.15M 790,916 -18,361 -2%
Legal & General Group
13
Legal & General Group
United Kingdom
$8.92M 770,549 +31,176 +4%
Wells Fargo
14
Wells Fargo
California
$8.83M 763,169 -211,070 -22%
Morgan Stanley
15
Morgan Stanley
New York
$8.65M 747,545 +108,793 +17%
Aberdeen Group
16
Aberdeen Group
United Kingdom
$7.92M 684,234 +459,234 +204%
STB
17
S&T Bank
Pennsylvania
$7.57M 654,145 +34,315 +6%
MHI
18
Miller Howard Investments
New York
$5.54M 478,552 – –
GHAM
19
Gilman Hill Asset Management
Connecticut
$5.37M 463,864 +16,964 +4%
CIM
20
Confluence Investment Management
Missouri
$5.21M 450,219 +245 +0.1%
MCM
21
McKinley Capital Management
Alaska
$4.71M 406,868 -1,765 -0.4%
Northern Trust
22
Northern Trust
Illinois
$4.63M 399,883 +24,170 +6%
Stifel Financial
23
Stifel Financial
Missouri
$4.59M 396,768 -97,936 -20%
GC
24
Guggenheim Capital
Illinois
$4.52M 390,735 -19,269 -5%
LSV Asset Management
25
LSV Asset Management
Illinois
$3.78M 326,770 -24,990 -7%
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