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Hercules Capital

179 hedge funds and large institutions have $385M invested in Hercules Capital in 2020 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 66 increasing their positions, 57 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

16% more repeat investments, than reductions

Existing positions increased: 66 | Existing positions reduced: 57

4% more capital invested

Capital invested by funds: $371M → $385M (+$14.3M)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

2% less funds holding

Funds holding: 183179 (-4)

2.87% less ownership

Funds ownership: 31.99%29.12% (-2.9%)

13% less first-time investments, than exits

New positions opened: 27 | Existing positions closed: 31

21% less call options, than puts

Call options by funds: $3.29M | Put options by funds: $4.16M

Holders
179
Holders Change
-4
Holders Change %
-2.19%
% of All Funds
3.61%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.08%
New
27
Increased
66
Reduced
57
Closed
31
Calls
$3.29M
Puts
$4.16M
Net Calls
-$873K
Net Calls Change
+$218K
Name Holding Trade Value Shares
Change
Change in
Stake
SAMH
1
Shanda Asset Management Holdings
British Virgin Islands
$32.4M -$13.7M -1,229,986 -31%
T. Rowe Price Associates
2
T. Rowe Price Associates
Maryland
$27.8M -$66.8K -6,007 -0.2%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$23.9M -$461K -41,473 -2%
SIS
4
Sound Income Strategies
Florida
$23.5M -$27.3K -2,454 -0.1%
JP Morgan Chase
5
JP Morgan Chase
New York
$16.6M +$2.62M +235,468 +19%
GIP
6
Granite Investment Partners
California
$14.7M -$308K -27,736 -2%
MC
7
Muzinich & Co
New York
$13.4M +$438K +39,404 +4%
Sumitomo Mitsui Trust Group
8
Sumitomo Mitsui Trust Group
Japan
$13.2M +$438K +39,404 +4%
ACM
9
Advisors Capital Management
New Jersey
$12.5M -$483K -43,476 -4%
VanEck Associates
10
VanEck Associates
New York
$11.1M -$90.2K -8,113 -0.8%
BlackRock
11
BlackRock
New York
$9.4M +$1.72M +154,909 +24%
CF
12
Centaurus Financial
California
$9.15M -$204K -18,361 -2%
Legal & General Group
13
Legal & General Group
United Kingdom
$8.92M +$347K +31,176 +4%
Wells Fargo
14
Wells Fargo
California
$8.83M -$2.35M -211,070 -22%
Morgan Stanley
15
Morgan Stanley
New York
$8.65M +$1.21M +108,793 +17%
Aberdeen Group
16
Aberdeen Group
United Kingdom
$7.92M +$5.11M +459,234 +204%
STB
17
S&T Bank
Pennsylvania
$7.57M +$382K +34,315 +6%
MHI
18
Miller Howard Investments
New York
$5.54M
GHAM
19
Gilman Hill Asset Management
Connecticut
$5.37M +$189K +16,964 +4%
CIM
20
Confluence Investment Management
Missouri
$5.21M +$2.72K +245 +0.1%
MCM
21
McKinley Capital Management
Alaska
$4.71M -$19.6K -1,765 -0.4%
Northern Trust
22
Northern Trust
Illinois
$4.63M +$269K +24,170 +6%
Stifel Financial
23
Stifel Financial
Missouri
$4.59M -$1.09M -97,936 -20%
GC
24
Guggenheim Capital
Illinois
$4.52M -$214K -19,269 -5%
LSV Asset Management
25
LSV Asset Management
Illinois
$3.78M -$278K -24,990 -7%