Barclays’s Hercules Capital HTGC Stock Holding History

Barclays’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$2.57M	Sell	162,909 -77,361	-32%	-$1.2M	﹤0.01%	2216
2026 Q1	$3.55M	Buy	240,270 +63,897	+36%	+$1.04M	﹤0.01%	2022
2025 Q4	$3.32M	Sell	176,373 -26,554	-13%	-$479K	﹤0.01%	2546
2025 Q3	$3.84M	Buy	202,927 +100,405	+98%	+$1.92M	﹤0.01%	2399
2025 Q2	$1.87M	Buy	102,522 +30,820	+43%	+$546K	﹤0.01%	2895
2025 Q1	$1.38M	Buy	71,702 +666	+0.9%	+$13.4K	﹤0.01%	2918
2024 Q4	$1.43M	Buy	+71,036	New	+$1.39M	﹤0.01%	3140
2024 Q1	–	Sell	-87,453	Closed	-$1.46M	–	5207
2023 Q4	$1.46M	Buy	87,453 +49,233	+129%	+$779K	﹤0.01%	3159
2023 Q3	$628K	Buy	+38,220	New	+$626K	﹤0.01%	2652
2022 Q2	–	Sell	-6,320	Closed	-$114K	–	5134
2022 Q1	$114K	Buy	+6,320	New	+$111K	﹤0.01%	3720
2021 Q4	–	Sell	-19,300	Closed	-$321K	–	4397
2021 Q3	$321K	Hold	19,300	–	–	﹤0.01%	3391
2021 Q2	$329K	Sell	19,300 -1,757	-8%	-$30.1K	﹤0.01%	3307
2021 Q1	$337K	Sell	21,057 -87,626	-81%	-$1.36M	﹤0.01%	3434
2020 Q4	$1.57M	Sell	108,683 -19,317	-15%	-$246K	﹤0.01%	2434
2020 Q3	$1.48M	Buy	+128,000	New	+$1.42M	﹤0.01%	2366
2020 Q1	–	Sell	-2	Closed	–	–	6273
2019 Q4	$0	Sell	2 -138	-99%	-$1.92K	﹤0.01%	6543
2019 Q3	$2K	Sell	140 -560	-80%	-$7.31K	﹤0.01%	6544
2019 Q2	$9K	Buy	+700	New	+$9.08K	﹤0.01%	6573
2018 Q4	–	Sell	-5,294	Closed	-$69K	–	7094
2018 Q3	$69K	Buy	5,294 +94	+2%	+$1.25K	﹤0.01%	5856
2018 Q2	$66K	Sell	5,200 -24	-0.5%	-$297	﹤0.01%	5488
2018 Q1	$63K	Sell	5,224 -2,364	-31%	-$29.6K	﹤0.01%	5722
2017 Q4	$99K	Buy	+7,588	New	+$99.2K	﹤0.01%	5247
2017 Q2	–	Sell	-62,641	Closed	-$948K	–	6759
2017 Q1	$948K	Buy	62,641 +62,574	+93,394%	+$918K	﹤0.01%	2788
2016 Q4	$1K	Sell	67 -2,244	-97%	-$30.5K	﹤0.01%	6464
2016 Q3	$31K	Buy	+2,311	New	+$30.8K	﹤0.01%	5250
2016 Q2	–	Sell	-10,056	Closed	-$121K	–	6443
2016 Q1	$121K	Buy	10,056 +2,356	+31%	+$26.2K	﹤0.01%	4222
2015 Q4	$92K	Buy	+7,700	New	+$86.7K	﹤0.01%	4447
2014 Q3	–	Sell	-10,224	Closed	-$163K	–	7725
2014 Q2	$163K	Buy	10,224 +7,703	+306%	+$113K	﹤0.01%	5010
2014 Q1	$36K	Sell	2,521 -4,221	-63%	-$66.1K	﹤0.01%	6250
2013 Q4	$109K	Sell	6,742 -31,594	-82%	-$510K	﹤0.01%	5574
2013 Q3	$575K	Sell	38,336 -51,321	-57%	-$744K	﹤0.01%	3962
2013 Q2	$1.25M	Buy	+89,657	New	+$1.17M	﹤0.01%	3085

Other funds holding HTGC

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

Citadel Advisors Miami, Florida $875B AUM 40.91% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Two Sigma Investments New York $138B AUM 41.87% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return

Franklin Resources San Mateo, California $462B AUM 39.16% 1-Year Est. Return

D.E. Shaw & Co New York $210B AUM 57.28% 1-Year Est. Return

Barclays's HTGC Position: Q2 2026 in Review

Barclays reduced its Hercules Capital (HTGC) stake by 32% in Q2 2026, selling an estimated $1.2M and leaving 162,909 shares worth $2.57M. The position accounts for ﹤0.01% of the portfolio, ranked #2216.

Barclays first reported a position in HTGC in Q2 2013 and has held it in 32 quarters since. The position peaked at $3.84M in Q3 2025. 331 funds tracked by Wall St. Rank hold HTGC as of Q2 2026.

Barclays held 162,909 shares of Hercules Capital worth $2.57M as of Q2 2026.
Barclays sold 77,361 Hercules Capital shares in Q2 2026, an estimated $1.2M.
Hercules Capital made up ﹤0.01% of Barclays's portfolio in Q2 2026, its #2216 holding.
Barclays first reported a position in Hercules Capital in Q2 2013 and has held it in 32 quarters since.
Barclays's Hercules Capital position peaked at $3.84M in Q3 2025.
331 funds tracked by Wall St. Rank held Hercules Capital as of Q2 2026.

Based on Barclays's 13F filing for Q2 2026, filed 14 Aug 2026.