Hercules Capital
HTGC
140 hedge funds and large institutions have $324M invested in Hercules Capital in 2015 Q2 according to their latest regulatory filings, with 27 funds opening new positions, 52 increasing their positions, 33 reducing their positions, and 26 closing their positions.
58% more repeat investments, than reductions
Existing positions increased: 52 | Existing positions reduced: 33
4% more first-time investments, than exits
New positions opened: 27 | Existing positions closed: 26
0% more funds holding
Funds holding: 140 → 140 (0)
2.77% less ownership
Funds ownership: 41.42% → 38.65% (-2.8%)
10% less capital invested
Capital invested by funds: $361M → $324M (-$37.2M)
11% less call options, than puts
Call options by funds: $566K | Put options by funds: $639K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Principal Financial Group
Des Moines,
Iowa
|
+$12M |
| 2 |
AllianceBernstein
Nashville,
Tennessee
|
+$6.19M |
| 3 |
Two Sigma Investments
New York
|
+$4.57M |
| 4 |
Goldman Sachs
New York
|
+$4.42M |
| 5 |
Invesco
Atlanta,
Georgia
|
+$3.58M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
EAM
Edge Asset Management
Seattle,
Washington
|
-$10.7M |
| 2 |
GIP
Granite Investment Partners
El Segundo,
California
|
-$4.84M |
| 3 |
CPIM
Columbia Partners Investment Management
Alexandria,
Virginia
|
-$4.4M |
| 4 |
BC
Brinker Capital
Berwyn,
Pennsylvania
|
-$3.89M |
| 5 |
Robeco Institutional Asset Management
Rotterdam,
Netherlands
|
-$3.8M |
HTGC Hedge Fund Activity: Q2 2015 in Review
140 of the 3,730 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q2 2015, worth a combined $324M — down 10% from $361M a quarter earlier.
Buyers outnumbered sellers: 27 funds opened new HTGC positions and 26 closed out — a net gain of 1 holder — while 52 added to existing stakes and 33 trimmed.
The largest buyer was Principal Financial Group, opening a new position worth an estimated $12M. The largest seller was Edge Asset Management, cutting an estimated $10.7M.
- 140 institutional investors held Hercules Capital (HTGC) as of Q2 2015, unchanged from Q1 2015.
- Funds reported $324M of Hercules Capital stock for Q2 2015, down 10% quarter-over-quarter.
- 27 funds opened new Hercules Capital positions in Q2 2015 and 26 closed out, a net change of +1 holder.
- The largest Hercules Capital buyer in Q2 2015 was Principal Financial Group, an estimated $12M added.
- The largest Hercules Capital seller in Q2 2015 was Edge Asset Management, an estimated $10.7M sold.
Based on aggregated 13F filings for Q2 2015.