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Hercules Capital
HTGC

Overview Fund Activity

140 hedge funds and large institutions have $319M invested in Hercules Capital in 2015 Q2 according to their latest regulatory filings, with 27 funds opening new positions, 52 increasing their positions, 33 reducing their positions, and 26 closing their positions.

Holders
140
Holders Change
–
Holders Change %
0%
% of All Funds
3.78%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
27
Increased
52
Reduced
33
Closed
26
Calls
$566K
Puts
$639K
Net Calls
-$73K
Net Calls Change
-$20K

Top Buyers

1
Principal Financial Group
1
Principal Financial Group
Iowa
$10.7M
2
AllianceBernstein
2
AllianceBernstein
Tennessee
$12M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$4.06M
4
Goldman Sachs
4
Goldman Sachs
New York
$3.93M
5
Invesco
5
Invesco
Georgia
$17.5M

Top Sellers

1
EAM
1
Edge Asset Management
Washington
$19M
2
GIP
2
Granite Investment Partners
California
$0
3
CPIM
3
Columbia Partners Investment Management
Virginia
$0
4
BC
4
Brinker Capital
Pennsylvania
$0
5
Robeco Institutional Asset Management
5
Robeco Institutional Asset Management
Netherlands
$2.09M
Name Market Value Shares Shares
Change 		Shares
Change %
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$34.6M 2,996,380 +121,940 +4%
EAM
2
Edge Asset Management
Washington
$19M 1,648,581 -823,698 -33%
UBS Group
3
UBS Group
Switzerland
$18.8M 1,623,727 -84,795 -5%
Invesco
4
Invesco
Georgia
$17.5M 1,515,289 +275,947 +22%
ACM
5
Advisors Capital Management
New Jersey
$12.6M 1,090,049 +18,473 +2%
AllianceBernstein
6
AllianceBernstein
Tennessee
$12M 1,042,394 +476,250 +84%
CCMLC
7
Cardinal Capital Management LLC (Connecticut)
Connecticut
$11.7M 1,016,565 +18,381 +2%
LSV Asset Management
8
LSV Asset Management
Illinois
$11.2M 973,883 -55,705 -5%
Wells Fargo
9
Wells Fargo
California
$11.2M 966,626 +147,841 +18%
Principal Financial Group
10
Principal Financial Group
Iowa
$10.7M 926,625 +926,625 New
Loomis, Sayles & Company
11
Loomis, Sayles & Company
Massachusetts
$9.9M 857,151 -2,312 -0.3%
Morgan Stanley
12
Morgan Stanley
New York
$9.22M 798,588 +141,267 +21%
CIM
13
Confluence Investment Management
Missouri
$7.26M 628,249 +70,312 +13%
YMRC
14
Yorktown Management & Research Company
Virginia
$6.35M 550,000 +25,000 +5%
PI
15
Putnam Investments
Massachusetts
$6.28M 544,089 -53,178 -9%
NIMC
16
NWQ Investment Management Company
California
$5.99M 518,300 +113,600 +28%
ACM
17
Ashford Capital Management
Delaware
$4.78M 413,948 -79,444 -16%
RJA
18
Raymond James & Associates
Florida
$4.69M 405,761 +34,506 +9%
AIU
19
Algebris Investments (UK)
United Kingdom
$4.43M 383,890 +225,928 +143%
MC
20
Muzinich & Co
New York
$4.24M 367,397 +21,424 +6%
Two Sigma Investments
21
Two Sigma Investments
New York
$4.06M 351,511 +351,511 New
Goldman Sachs
22
Goldman Sachs
New York
$3.93M 340,435 +340,435 New
CS
23
Credit Suisse
Switzerland
$3.83M 331,652 +198,881 +150%
GHAM
24
Gilman Hill Asset Management
Connecticut
$3.65M 315,660 +19,260 +6%
BG
25
BlackRock Group
United Kingdom
$3.6M 311,447 -9,853 -3%
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