AllianceBernstein’s Hercules Capital HTGC Stock Holding History

AllianceBernstein’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q4	–	Sell	-23,163	Closed	-$455K	–	3234
2024 Q3	$455K	Sell	23,163 -86,000	-79%	-$1.69M	﹤0.01%	2703
2024 Q2	$2.23M	Sell	109,163 -31,000	-22%	-$596K	﹤0.01%	1884
2024 Q1	$2.59M	Sell	140,163 -71,241	-34%	-$1.26M	﹤0.01%	1785
2023 Q4	$3.52M	Hold	211,404	–	–	﹤0.01%	1648
2023 Q3	$3.47M	Sell	211,404 -2,913	-1%	-$47.7K	﹤0.01%	1579
2023 Q2	$3.17M	Sell	214,317 -65,087	-23%	-$893K	﹤0.01%	1640
2023 Q1	$3.6M	Buy	279,404 +6,000	+2%	+$83.9K	﹤0.01%	1536
2022 Q4	$3.61M	Hold	273,404	–	–	﹤0.01%	1580
2022 Q3	$3.17M	Sell	273,404 -21,511	-7%	-$307K	﹤0.01%	1611
2022 Q2	$3.98M	Buy	294,915 +26,511	+10%	+$414K	﹤0.01%	1562
2022 Q1	$4.85M	Hold	268,404	–	–	﹤0.01%	1601
2021 Q4	$4.45M	Hold	268,404	–	–	﹤0.01%	1687
2021 Q3	$4.46M	Hold	268,404	–	–	﹤0.01%	1673
2021 Q2	$4.58M	Sell	268,404 -44,331	-14%	-$758K	﹤0.01%	1679
2021 Q1	$5.01M	Buy	312,735 +44,331	+17%	+$687K	﹤0.01%	1559
2020 Q4	$3.87M	Buy	268,404 +4,000	+2%	+$50.9K	﹤0.01%	1641
2020 Q3	$3.06M	Buy	264,404 +6,000	+2%	+$66.7K	﹤0.01%	1612
2020 Q2	$2.71M	Buy	258,404 +6,000	+2%	+$60.9K	﹤0.01%	1673
2020 Q1	$1.93M	Buy	252,404 +5,297	+2%	+$69.2K	﹤0.01%	1686
2019 Q4	$3.46M	Hold	247,107	–	–	﹤0.01%	1644
2019 Q3	$3.3M	Hold	247,107	–	–	﹤0.01%	1640
2019 Q2	$3.17M	Sell	247,107 -2,513	-1%	-$32.6K	﹤0.01%	1696
2019 Q1	$3.16M	Sell	249,620 -127,160	-34%	-$1.62M	﹤0.01%	1648
2018 Q4	$4.16M	Sell	376,780 -204,459	-35%	-$2.49M	﹤0.01%	1390
2018 Q3	$7.65M	Sell	581,239 -190,197	-25%	-$2.54M	0.01%	1076
2018 Q2	$9.76M	Sell	771,436 -55,520	-7%	-$687K	0.01%	978
2018 Q1	$10M	Buy	826,956 +69,170	+9%	+$867K	0.01%	938
2017 Q4	$9.94M	Buy	757,786 +54,301	+8%	+$710K	0.01%	951
2017 Q3	$9.07M	Sell	703,485 -272,742	-28%	-$3.5M	0.01%	977
2017 Q2	$12.9M	Sell	976,227 -45,594	-4%	-$633K	0.01%	867
2017 Q1	$15.5M	Sell	1,021,821 -141,300	-12%	-$2.07M	0.01%	826
2016 Q4	$16.4M	Sell	1,163,121 -56,640	-5%	-$771K	0.01%	798
2016 Q3	$16.5M	Sell	1,219,761 -128,445	-10%	-$1.71M	0.01%	772
2016 Q2	$16.7M	Sell	1,348,206 -126,140	-9%	-$1.53M	0.01%	760
2016 Q1	$17.7M	Buy	1,474,346 +2,160	+0.1%	+$24K	0.02%	739
2015 Q4	$17.9M	Buy	1,472,186 +32,868	+2%	+$370K	0.02%	740
2015 Q3	$14.6M	Buy	1,439,318 +396,924	+38%	+$4.5M	0.01%	789
2015 Q2	$12M	Buy	1,042,394 +476,250	+84%	+$6.19M	0.01%	863
2015 Q1	$7.63M	Buy	566,144 +9,630	+2%	+$141K	0.01%	976
2014 Q4	$8.28M	Sell	556,514 -37,340	-6%	-$564K	0.01%	941
2014 Q3	$8.59M	Sell	593,854 -18,763	-3%	-$297K	0.01%	919
2014 Q2	$9.9M	Buy	612,617 +518,716	+552%	+$7.59M	0.01%	889
2014 Q1	$1.32M	Buy	93,901 +771	+0.8%	+$12.1K	﹤0.01%	2000
2013 Q4	$1.53M	Sell	93,130 -3,300	-3%	-$53.3K	﹤0.01%	1903
2013 Q3	$1.47M	Sell	96,430 -2,199	-2%	-$31.9K	﹤0.01%	1900
2013 Q2	$1.38M	Buy	+98,629	New	+$1.28M	﹤0.01%	1877

Other funds holding HTGC

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $8.58B AUM 23.43% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

AllianceBernstein's HTGC Position: Q4 2024 in Review

AllianceBernstein sold out of Hercules Capital (HTGC) in Q4 2024, closing a stake of 23,163 shares — an estimated $455K sold.

AllianceBernstein first reported a position in HTGC in Q2 2013 and held it in 46 quarters. The position peaked at $17.9M in Q4 2015. 334 funds tracked by Wall St. Rank hold HTGC as of Q4 2024.

AllianceBernstein reported no remaining Hercules Capital position as of Q4 2024 after selling out during the quarter.
AllianceBernstein sold 23,163 Hercules Capital shares in Q4 2024, an estimated $455K.
AllianceBernstein first reported a position in Hercules Capital in Q2 2013 and held it in 46 quarters.
AllianceBernstein's Hercules Capital position peaked at $17.9M in Q4 2015.
334 funds tracked by Wall St. Rank held Hercules Capital as of Q4 2024.

Based on AllianceBernstein's 13F filing for Q4 2024, filed 12 Feb 2025.