Columbia Partners Investment Management’s Hercules Capital HTGC Stock Holding History

Columbia Partners Investment Management’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-326,378	Closed	-$4.4M	–	342
2015 Q1	$4.4M	Sell	326,378 -165,621	-34%	-$2.43M	0.23%	137
2014 Q4	$7.32M	Sell	491,999 -47,804	-9%	-$721K	0.38%	97
2014 Q3	$7.8M	Sell	539,803 -18,822	-3%	-$298K	0.4%	100
2014 Q2	$9.03M	Sell	558,625 -60,120	-10%	-$880K	0.42%	86
2014 Q1	$8.71M	Buy	618,745 +44,675	+8%	+$700K	0.38%	98
2013 Q4	$9.41M	Sell	574,070 -37,235	-6%	-$601K	0.4%	90
2013 Q3	$9.32M	Sell	611,305 -25,299	-4%	-$367K	0.42%	85
2013 Q2	$8.87M	Buy	+636,604	New	+$8.29M	0.42%	83

Other funds holding HTGC

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

EAM

Edge Asset Management Seattle, Washington $13.2B AUM 19.52% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $302B AUM 26.44% 1-Year Est. Return

CCMLC

Cardinal Capital Management LLC (Connecticut) Greenwich, Connecticut $365M AUM 18.32% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $55.1B AUM 45.38% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Columbia Partners Investment Management's HTGC Position: Q2 2015 in Review

Columbia Partners Investment Management sold out of Hercules Capital (HTGC) in Q2 2015, closing a stake of 326,378 shares — an estimated $4.4M sold.

Columbia Partners Investment Management first reported a position in HTGC in Q2 2013 and held it in 8 quarters. The position peaked at $9.41M in Q4 2013. 140 funds tracked by Wall St. Rank hold HTGC as of Q2 2015.

Columbia Partners Investment Management reported no remaining Hercules Capital position as of Q2 2015 after selling out during the quarter.
Columbia Partners Investment Management sold 326,378 Hercules Capital shares in Q2 2015, an estimated $4.4M.
Columbia Partners Investment Management first reported a position in Hercules Capital in Q2 2013 and held it in 8 quarters.
Columbia Partners Investment Management's Hercules Capital position peaked at $9.41M in Q4 2013.
140 funds tracked by Wall St. Rank held Hercules Capital as of Q2 2015.

Based on Columbia Partners Investment Management's 13F filing for Q2 2015, filed 5 Aug 2015.