Radcliffe Capital Management’s Hercules Capital HTGC Stock Holding History

Radcliffe Capital Management’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-140,000	Closed	-$1.62M	–	367
2020 Q3	$1.62M	Sell	140,000 -28,200	-17%	-$314K	0.15%	129
2020 Q2	$1.76M	Sell	168,200 -13,400	-7%	-$136K	0.24%	72
2020 Q1	$1.39M	Buy	+181,600	New	+$2.37M	0.26%	70
2016 Q2	–	Sell	-13,400	Closed	-$161K	–	32
2016 Q1	$161K	Hold	13,400	–	–	0.03%	29
2015 Q4	$163K	Buy	+13,400	New	+$151K	0.03%	25
2015 Q3	–	Hold	0	–	–	–	27

Other funds holding HTGC

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

SAMH

Shanda Asset Management Holdings Tortola,, British Virgin Islands $2.09B AUM 39.34% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

GIP

Granite Investment Partners El Segundo, California $1.95B AUM 49.89% 1-Year Est. Return

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return

Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $175B AUM 40.63% 1-Year Est. Return

Radcliffe Capital Management's HTGC Position: Q4 2020 in Review

Radcliffe Capital Management sold out of Hercules Capital (HTGC) in Q4 2020, closing a stake of 140,000 shares — an estimated $1.62M sold.

Radcliffe Capital Management first reported a position in HTGC in Q4 2015 and held it in 5 quarters. The position peaked at $1.76M in Q2 2020. 193 funds tracked by Wall St. Rank hold HTGC as of Q4 2020.

Radcliffe Capital Management reported no remaining Hercules Capital position as of Q4 2020 after selling out during the quarter.
Radcliffe Capital Management sold 140,000 Hercules Capital shares in Q4 2020, an estimated $1.62M.
Radcliffe Capital Management first reported a position in Hercules Capital in Q4 2015 and held it in 5 quarters.
Radcliffe Capital Management's Hercules Capital position peaked at $1.76M in Q2 2020.
193 funds tracked by Wall St. Rank held Hercules Capital as of Q4 2020.

Based on Radcliffe Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.