Radcliffe Capital Management’s Hercules Capital HTGC Stock Holding History

Radcliffe Capital Management’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-140,000	Closed	-$1.62M	–	373
2020 Q3	$1.62M	Sell	140,000 -28,200	-17%	-$314K	0.16%	129
2020 Q2	$1.76M	Sell	168,200 -13,400	-7%	-$136K	0.25%	72
2020 Q1	$1.39M	Buy	+181,600	New	+$2.37M	0.26%	70
2016 Q2	–	Sell	-13,400	Closed	-$161K	–	32
2016 Q1	$161K	Hold	13,400	–	–	0.03%	29
2015 Q4	$163K	Buy	+13,400	New	+$151K	0.03%	25
2015 Q3	–	Hold	0	–	–	–	27

Other funds holding HTGC

T. Rowe Price Associates

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return

Shanda Asset Management Holdings Tortola,, British Virgin Islands $1.84B AUM 36.09% 1-Year Est. Return

JP Morgan Chase

JP Morgan Chase New York $1.47T AUM 27.86% 1-Year Est. Return

Granite Investment Partners El Segundo, California $1.63B AUM 38.09% 1-Year Est. Return

VanEck Associates

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Advisors Capital Management Ridgewood, New Jersey $8.58B AUM 23.43% 1-Year Est. Return

Sumitomo Mitsui Trust Group

Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $154B AUM 29.96% 1-Year Est. Return