Northpointe Capital’s Hercules Capital HTGC Stock Holding History

Northpointe Capital’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-482,378	Closed	-$5.33M	–	121
2018 Q4	$5.33M	Sell	482,378 -324,545	-40%	-$3.96M	1.2%	10
2018 Q3	$10.6M	Sell	806,923 -309,908	-28%	-$4.13M	1.53%	2
2018 Q2	$14.1M	Buy	1,116,831 +8	+0%	+$99	1.87%	1
2018 Q1	$13.5M	Sell	1,116,823 -89,220	-7%	-$1.12M	1.69%	5
2017 Q4	$15.8M	Buy	1,206,043 +380,058	+46%	+$4.97M	1.77%	5
2017 Q3	$10.7M	Buy	825,985 +159,343	+24%	+$2.04M	1.14%	17
2017 Q2	$8.83M	Sell	666,642 -461,718	-41%	-$6.41M	0.92%	30
2017 Q1	$17.1M	Sell	1,128,360 -311,530	-22%	-$4.57M	1.86%	3
2016 Q4	$20.3M	Buy	1,439,890 +6,365	+0.4%	+$86.7K	2.02%	1
2016 Q3	$19.4M	Buy	1,433,525 +302,399	+27%	+$4.03M	2.02%	1
2016 Q2	$14M	Buy	1,131,126 +56,162	+5%	+$682K	1.66%	5
2016 Q1	$12.9M	Buy	+1,074,964	New	+$11.9M	1.6%	3
2013 Q4	–	Sell	-490,932	Closed	-$7.49M	–	244
2013 Q3	$7.49M	Sell	490,932 -174,448	-26%	-$2.53M	0.88%	34
2013 Q2	$9.28M	Buy	+665,380	New	+$8.66M	1.07%	28

Other funds holding HTGC

T. Rowe Price Associates

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Shanda Asset Management Holdings Tortola,, British Virgin Islands $1.84B AUM 36.09% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return

JP Morgan Chase

JP Morgan Chase New York $1.47T AUM 27.86% 1-Year Est. Return

Granite Investment Partners El Segundo, California $1.63B AUM 38.09% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

Advisors Capital Management Ridgewood, New Jersey $8.58B AUM 23.43% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return