Penn Capital Management’s Hercules Capital HTGC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-205,335	Closed	-$3.32M	–	288
2014 Q2	$3.32M	Buy	205,335 +30,678	+18%	+$496K	0.13%	179
2014 Q1	$2.46M	Buy	+174,657	New	+$2.46M	0.09%	207