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Penn Capital Management’s Hercules Capital HTGC Stock Holding History

Penn Capital Management’s Portfolio HTGC Stock Details HTGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-205,335
Closed -$3.32M – 288
2014
Q2 		$3.32M Buy
205,335
+30,678
+18% +$449K 0.13% 179
2014
Q1 		$2.46M Buy
+174,657
New +$2.74M 0.09% 207

Other funds holding HTGC

T. Rowe Price Associates
T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return
EAM
Edge Asset Management Seattle, Washington $13.2B AUM 19.52% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
LSV Asset Management
LSV Asset Management Chicago, Illinois $55.1B AUM 45.38% 1-Year Est. Return
CCMLC
Cardinal Capital Management LLC (Connecticut) Greenwich, Connecticut $365M AUM 18.32% 1-Year Est. Return
ACM
Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
Robeco Institutional Asset Management
Robeco Institutional Asset Management Rotterdam, Netherlands $81.4B AUM 40.71% 1-Year Est. Return
LTI
Laffer Tengler Investments Nashville, Tennessee $782M AUM 33.6% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Penn Capital Management's HTGC Position: Q3 2014 in Review

Penn Capital Management sold out of Hercules Capital (HTGC) in Q3 2014, closing a stake of 205,335 shares — an estimated $3.32M sold.

Penn Capital Management first reported a position in HTGC in Q1 2014 and held it in 2 quarters. The position peaked at $3.32M in Q2 2014. 138 funds tracked by Wall St. Rank hold HTGC as of Q3 2014.

  • Penn Capital Management reported no remaining Hercules Capital position as of Q3 2014 after selling out during the quarter.
  • Penn Capital Management sold 205,335 Hercules Capital shares in Q3 2014, an estimated $3.32M.
  • Penn Capital Management first reported a position in Hercules Capital in Q1 2014 and held it in 2 quarters.
  • Penn Capital Management's Hercules Capital position peaked at $3.32M in Q2 2014.
  • 138 funds tracked by Wall St. Rank held Hercules Capital as of Q3 2014.

Based on Penn Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.