Raiff Partners’s Hercules Capital HTGC Stock Holding History

Raiff Partners’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-105,000	Closed	-$1.42M	–	48
2016 Q3	$1.42M	Buy	+105,000	New	+$1.4M	1.87%	22

Other funds holding HTGC

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

EAM

Edge Asset Management Seattle, Washington $13.2B AUM 19.52% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Northpointe Capital Bloomfield Hills, Michigan $258M AUM 1.97% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $302B AUM 26.44% 1-Year Est. Return

Raiff Partners's HTGC Position: Q4 2016 in Review

Raiff Partners sold out of Hercules Capital (HTGC) in Q4 2016, closing a stake of 105,000 shares — an estimated $1.42M sold.

Raiff Partners first reported a position in HTGC in Q3 2016 and held it in 1 quarter. The position peaked at $1.42M in Q3 2016. 156 funds tracked by Wall St. Rank hold HTGC as of Q4 2016.

Raiff Partners reported no remaining Hercules Capital position as of Q4 2016 after selling out during the quarter.
Raiff Partners sold 105,000 Hercules Capital shares in Q4 2016, an estimated $1.42M.
Raiff Partners first reported a position in Hercules Capital in Q3 2016 and held it in 1 quarter.
Raiff Partners's Hercules Capital position peaked at $1.42M in Q3 2016.
156 funds tracked by Wall St. Rank held Hercules Capital as of Q4 2016.

Based on Raiff Partners's 13F filing for Q4 2016, filed 13 Feb 2017.