CIBC Private Wealth Group’s Hercules Capital HTGC Stock Holding History

CIBC Private Wealth Group’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	$2.09M	Hold	111,276	–	–	﹤0.01%	562
2025 Q3	$2.1M	Hold	111,276	–	–	﹤0.01%	555
2025 Q2	$2.03M	Sell	111,276 -2,726	-2%	-$48.3K	﹤0.01%	549
2025 Q1	$1.85M	Sell	114,002 -676	-0.6%	-$13.6K	﹤0.01%	542
2024 Q4	$2.29M	Buy	114,678 +187	+0.2%	+$3.65K	﹤0.01%	543
2024 Q3	$2.25M	Buy	114,491 +1,290	+1%	+$25.4K	﹤0.01%	545
2024 Q2	$2.37M	Sell	113,201 -2,294	-2%	-$44.1K	﹤0.01%	511
2024 Q1	$2.1M	Buy	115,495 +1,000	+0.9%	+$17.8K	﹤0.01%	537
2023 Q4	$1.91M	Hold	114,495	–	–	﹤0.01%	522
2023 Q3	$1.88M	Buy	114,495 +16,485	+17%	+$270K	﹤0.01%	505
2023 Q2	$1.45M	Hold	98,010	–	–	﹤0.01%	539
2023 Q1	$1.26M	Hold	98,010	–	–	﹤0.01%	573
2022 Q4	$1.3K	Hold	98,010	–	–	﹤0.01%	767
2022 Q3	$1.14M	Hold	98,010	–	–	﹤0.01%	564
2022 Q2	$1.32M	Hold	98,010	–	–	﹤0.01%	560
2022 Q1	$1.77M	Hold	98,010	–	–	﹤0.01%	543
2021 Q4	$1.63M	Buy	+98,010	New	+$1.66M	﹤0.01%	554
2021 Q3	–	Sell	-95,800	Closed	-$1.63M	–	975
2021 Q2	$1.63M	Hold	95,800	–	–	﹤0.01%	568
2021 Q1	$1.54M	Buy	+95,800	New	+$1.49M	﹤0.01%	583
2020 Q1	–	Sell	-18,487	Closed	-$259K	–	884
2019 Q4	$259K	Hold	18,487	–	–	﹤0.01%	826
2019 Q3	$247K	Sell	18,487 -36,000	-66%	-$470K	﹤0.01%	820
2019 Q2	$699K	Sell	54,487 -100,832	-65%	-$1.31M	﹤0.01%	647
2019 Q1	$1.97M	Sell	155,319 -45,742	-23%	-$583K	0.01%	465
2018 Q4	$2.22M	Buy	201,061 +9,371	+5%	+$114K	0.01%	430
2018 Q3	$2.52M	Buy	191,690 +5,177	+3%	+$69.1K	0.01%	454
2018 Q2	$2.36M	Buy	186,513 +55,770	+43%	+$690K	0.01%	459
2018 Q1	$1.58M	Sell	130,743 -48,795	-27%	-$612K	0.01%	555
2017 Q4	$2.36M	Buy	179,538 +6,949	+4%	+$90.8K	0.01%	475
2017 Q3	$2.23M	Buy	172,589 +141,259	+451%	+$1.81M	0.01%	467
2017 Q2	$415K	Sell	31,330 -6,087	-16%	-$84.5K	﹤0.01%	550
2017 Q1	$566K	Sell	37,417 -1,051	-3%	-$15.4K	﹤0.01%	509
2016 Q4	$543K	Sell	38,468 -31,025	-45%	-$422K	﹤0.01%	514
2016 Q3	$942K	Buy	69,493 +2,325	+3%	+$31K	0.01%	461
2016 Q2	$834K	Buy	67,168 +9,410	+16%	+$114K	0.01%	481
2016 Q1	$694K	Buy	57,758 +1,950	+3%	+$21.7K	0.01%	490
2015 Q4	$680K	Hold	55,808	–	–	0.01%	485
2015 Q3	$564K	Buy	55,808 +2,425	+5%	+$27.5K	﹤0.01%	514
2015 Q2	$617K	Buy	53,383 +20,835	+64%	+$271K	﹤0.01%	532
2015 Q1	$439K	Buy	32,548 +1,350	+4%	+$19.8K	﹤0.01%	565
2014 Q4	$464K	Buy	31,198 +15,679	+101%	+$237K	﹤0.01%	548
2014 Q3	$225K	Buy	15,519 +560	+4%	+$8.86K	﹤0.01%	593
2014 Q2	$241K	Sell	14,959 -13,422	-47%	-$196K	﹤0.01%	584
2014 Q1	$413K	Buy	+28,381	New	+$445K	﹤0.01%	530

Other funds holding HTGC

UBP

Union Bancaire Privee Geneva 1, Switzerland $9.16B AUM 31.4% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Qube Research & Technologies (QRT) London, United Kingdom $89.9B AUM 20.22% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

CIBC Private Wealth Group's HTGC Position: Q4 2025 in Review

CIBC Private Wealth Group held its Hercules Capital (HTGC) position steady in Q4 2025 at 111,276 shares worth $2.09M. The position accounts for ﹤0.01% of the portfolio, ranked #562.

CIBC Private Wealth Group first reported a position in HTGC in Q1 2014 and has held it in 43 quarters since. The position peaked at $2.52M in Q3 2018. 353 funds tracked by Wall St. Rank hold HTGC as of Q4 2025.

CIBC Private Wealth Group held 111,276 shares of Hercules Capital worth $2.09M as of Q4 2025.
CIBC Private Wealth Group left its Hercules Capital share count unchanged in Q4 2025.
Hercules Capital made up ﹤0.01% of CIBC Private Wealth Group's portfolio in Q4 2025, its #562 holding.
CIBC Private Wealth Group first reported a position in Hercules Capital in Q1 2014 and has held it in 43 quarters since.
CIBC Private Wealth Group's Hercules Capital position peaked at $2.52M in Q3 2018.
353 funds tracked by Wall St. Rank held Hercules Capital as of Q4 2025.

Based on CIBC Private Wealth Group's 13F filing for Q4 2025, filed 12 Feb 2026.