Rockefeller Capital Management
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Rockefeller Capital Management’s Hercules Capital HTGC Stock Holding History

Rockefeller Capital Management’s Portfolio HTGC Stock Details HTGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$2.25M Buy
142,459
+398
+0.3% +$6.19K ﹤0.01% 1327
2026
Q1 		$2.1M Buy
142,061
+1,065
+0.8% +$17.4K ﹤0.01% 1283
2025
Q4 		$2.65M Buy
140,996
+2
+0% +$36 ﹤0.01% 1130
2025
Q3 		$2.67M Sell
140,994
-2,352
-2% -$45.1K 0.01% 1044
2025
Q2 		$2.62M Buy
143,346
+697
+0.5% +$12.3K 0.01% 1014
2025
Q1 		$2.74M Buy
142,649
+4,285
+3% +$86.5K 0.01% 919
2024
Q4 		$2.78M Buy
138,364
+496
+0.4% +$9.68K 0.01% 895
2024
Q3 		$2.71M Buy
137,868
+3,239
+2% +$63.8K 0.01% 893
2024
Q2 		$2.75M Sell
134,629
-806
-0.6% -$15.5K 0.01% 865
2024
Q1 		$2.5M Buy
135,435
+746
+0.6% +$13.2K 0.01% 912
2023
Q4 		$2.25M Sell
134,689
-3,070
-2% -$48.6K 0.01% 875
2023
Q3 		$2.26M Sell
137,759
-686
-0.5% -$11.2K 0.01% 800
2023
Q2 		$2.05M Buy
138,445
+3,524
+3% +$48.3K 0.01% 833
2023
Q1 		$1.74M Sell
134,921
-595
-0.4% -$8.32K 0.01% 867
2022
Q4 		$1.79M Buy
135,516
+21,602
+19% +$294K 0.01% 789
2022
Q3 		$1.32M Buy
113,914
+1
+0% +$14 0.01% 912
2022
Q2 		$1.54M Sell
113,913
-1,489
-1% -$23.3K 0.01% 844
2022
Q1 		$2.08M Sell
115,402
-168
-0.1% -$2.95K 0.01% 789
2021
Q4 		$1.92M Sell
115,570
-34
-0% -$576 0.01% 803
2021
Q3 		$1.92M Sell
115,604
-767
-0.7% -$13K 0.01% 765
2021
Q2 		$1.99M Sell
116,371
-5,927
-5% -$101K 0.01% 718
2021
Q1 		$1.96M Sell
122,298
-57,530
-32% -$892K 0.01% 582
2020
Q4 		$2.59M Sell
179,828
-3,907
-2% -$49.7K 0.02% 453
2020
Q3 		$2.13M Sell
183,735
-32,398
-15% -$360K 0.02% 408
2020
Q2 		$2.26M Buy
216,133
+10,669
+5% +$108K 0.02% 377
2020
Q1 		$1.57M Sell
205,464
-6,865
-3% -$89.6K 0.02% 383
2019
Q4 		$2.98M Buy
+212,329
New +$2.95M 0.04% 282

Other funds holding HTGC

VanEck Associates
VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return
SIS
Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return
Citadel Advisors
Citadel Advisors Miami, Florida $875B AUM 40.91% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $138B AUM 41.87% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return
Franklin Resources
Franklin Resources San Mateo, California $462B AUM 39.16% 1-Year Est. Return
D.E. Shaw & Co
D.E. Shaw & Co New York $210B AUM 57.28% 1-Year Est. Return

Rockefeller Capital Management's HTGC Position: Q2 2026 in Review

Rockefeller Capital Management increased its Hercules Capital (HTGC) stake by 0.28% in Q2 2026, buying an estimated $6.19K and bringing the position to 142,459 shares worth $2.25M. The position accounts for ﹤0.01% of the portfolio, ranked #1327.

Rockefeller Capital Management first reported a position in HTGC in Q4 2019 and has held it in 27 quarters since. The position peaked at $2.98M in Q4 2019. 331 funds tracked by Wall St. Rank hold HTGC as of Q2 2026.

  • Rockefeller Capital Management held 142,459 shares of Hercules Capital worth $2.25M as of Q2 2026.
  • Rockefeller Capital Management bought 398 Hercules Capital shares in Q2 2026, an estimated $6.19K.
  • Hercules Capital made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q2 2026, its #1327 holding.
  • Rockefeller Capital Management first reported a position in Hercules Capital in Q4 2019 and has held it in 27 quarters since.
  • Rockefeller Capital Management's Hercules Capital position peaked at $2.98M in Q4 2019.
  • 331 funds tracked by Wall St. Rank held Hercules Capital as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.