D.E. Shaw & Co
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D.E. Shaw & Co’s Hercules Capital HTGC Stock Holding History

D.E. Shaw & Co’s Portfolio HTGC Stock Details HTGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q1 		– Sell
-10,000
Closed -$201K – 4457
2024
Q4 		$201K Hold
10,000
– – ﹤0.01% 4084
2024
Q3 		$196K Hold
10,000
– – ﹤0.01% 4165
2024
Q2 		$205K Sell
10,000
-5,000
-33% -$96.2K ﹤0.01% 4063
2024
Q1 		$277K Buy
+15,000
New +$266K ﹤0.01% 3769

Other funds holding HTGC

SIS
Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
Qube Research & Technologies (QRT)
Qube Research & Technologies (QRT) London, United Kingdom $89.9B AUM 20.22% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return
MC
Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Franklin Resources
Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

D.E. Shaw & Co's HTGC Position: Q1 2026 in Review

D.E. Shaw & Co increased its Hercules Capital (HTGC) stake by 88% in Q1 2026, buying an estimated $11.8M and bringing the position to 1,548,960 shares worth $22.9M. The position accounts for 0.01% of the portfolio, ranked #1067.

D.E. Shaw & Co first reported a position in HTGC in Q4 2014 and has held it in 34 quarters since. 349 funds tracked by Wall St. Rank hold HTGC as of Q1 2026.

  • D.E. Shaw & Co held 1,548,960 shares of Hercules Capital worth $22.9M as of Q1 2026.
  • D.E. Shaw & Co bought 723,423 Hercules Capital shares in Q1 2026, an estimated $11.8M.
  • Hercules Capital made up 0.01% of D.E. Shaw & Co's portfolio in Q1 2026, its #1067 holding.
  • D.E. Shaw & Co first reported a position in Hercules Capital in Q4 2014 and has held it in 34 quarters since.
  • 349 funds tracked by Wall St. Rank held Hercules Capital as of Q1 2026.

Based on D.E. Shaw & Co's 13F filing for Q1 2026, filed 15 May 2026.