Vestmark Advisory Solutions’s Hercules Capital HTGC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-15,916	Closed	-$236K	–	624
2023 Q2	$236K	Sell	15,916 -1,244	-7%	-$17.1K	0.01%	779
2023 Q1	$221K	Buy	17,160 +404	+2%	+$5.65K	0.01%	794
2022 Q4	$222K	Buy	16,756 +252	+2%	+$3.42K	0.01%	768
2022 Q3	$191K	Sell	16,504 -10	-0.1%	-$143	0.01%	787
2022 Q2	$223K	Buy	16,514 +765	+5%	+$12K	0.01%	781
2022 Q1	$285K	Sell	15,749 -1,355	-8%	-$23.8K	0.02%	728
2021 Q4	$284K	Sell	17,104 -934	-5%	-$15.8K	0.02%	728
2021 Q3	$300K	Buy	18,038 +3,890	+27%	+$66.1K	0.02%	666
2021 Q2	$241K	Sell	14,148 -512	-3%	-$8.76K	0.02%	690
2021 Q1	$235K	Sell	14,660 -3,070	-17%	-$47.6K	0.02%	660
2020 Q4	$256K	Buy	17,730 +978	+6%	+$12.4K	0.03%	518
2020 Q3	$194K	Buy	16,752 +159	+1%	+$1.77K	0.03%	534
2020 Q2	$174K	Buy	16,593 +847	+5%	+$8.6K	0.03%	525
2020 Q1	$120K	Buy	+15,746	New	+$206K	0.02%	466
2019 Q4	–	Sell	-12,044	Closed	-$161K	–	374
2019 Q3	$161K	Buy	+12,044	New	+$157K	0.03%	541