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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
UBP
1
Union Bancaire Privee
Switzerland
$93.9M +$30.7K +1,731 +5%
VanEck Associates
2
VanEck Associates
New York
$66.1M +$4.52M +255,028 +8%
SIS
3
Sound Income Strategies
Florida
$53.6M +$990K +55,885 +2%
Millennium Management
4
Millennium Management
New York
$53.2M +$44.7M +2,520,721 +649%
Two Sigma Advisers
5
Two Sigma Advisers
New York
$38.1M +$1.1M +62,000 +3%
Morgan Stanley
6
Morgan Stanley
New York
$26.1M -$2.57M -144,914 -9%
Two Sigma Investments
7
Two Sigma Investments
New York
$24.1M +$978K +55,232 +4%
LPL Financial
8
LPL Financial
California
$23.7M +$2.94M +166,172 +15%
Legal & General Group
9
Legal & General Group
United Kingdom
$22.9M +$1.37M +77,187 +7%
UBS Group
10
UBS Group
Switzerland
$21.1M +$6.06M +341,951 +42%
BlackRock
11
BlackRock
New York
$19.5M +$3.27M +184,519 +21%
Franklin Resources
12
Franklin Resources
California
$15.4M +$4.39M +247,862 +42%
MW
13
Melia Wealth
Oklahoma
$14.5M +$550K +31,074 +4%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$14.4M -$278K -15,704 -2%
ACM
15
Advisors Capital Management
New Jersey
$13.8M -$4.58M -258,661 -26%
Wells Fargo
16
Wells Fargo
California
$13.8M -$82.2K -4,638 -0.6%
MC
17
Muzinich & Co
New York
$13.5M +$4.04M +227,798 +45%
Citadel Advisors
18
Citadel Advisors
Florida
$12.1M -$10.6M -599,356 -47%
Raymond James Financial
19
Raymond James Financial
Florida
$11.6M -$186K -10,476 -2%
Voloridge Investment Management
20
Voloridge Investment Management
Florida
$11.5M +$3.39M +191,628 +44%
Sumitomo Mitsui Trust Group
21
Sumitomo Mitsui Trust Group
Japan
$11.4M +$2.16M +122,025 +24%
TA
22
Tectonic Advisors
Texas
$11.4M +$1.59M +89,770 +17%
Qube Research & Technologies (QRT)
23
Qube Research & Technologies (QRT)
United Kingdom
$10.6M +$8.33M +469,989 +426%
GHAM
24
Gilman Hill Asset Management
Connecticut
$10.4M +$30.2K +1,706 +0.3%
Stifel Financial
25
Stifel Financial
Missouri
$10.4M +$1.6M +90,306 +19%