Raymond James Financial
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Raymond James Financial’s Hercules Capital HTGC Stock Holding History

Raymond James Financial’s Portfolio HTGC Stock Details HTGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$7.04M Sell
476,568
-214,496
-31% -$3.51M ﹤0.01% 2310
2025
Q4 		$13M Sell
691,064
-14,905
-2% -$269K ﹤0.01% 1759
2025
Q3 		$13.3M Buy
705,969
+72,228
+11% +$1.38M ﹤0.01% 1700
2025
Q2 		$11.6M Sell
633,741
-10,476
-2% -$186K ﹤0.01% 1752
2025
Q1 		$12.4M Buy
644,217
+48,758
+8% +$984K ﹤0.01% 1650
2024
Q4 		$12M Buy
+595,459
New +$11.6M ﹤0.01% 1700

Other funds holding HTGC

SIS
Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
Qube Research & Technologies (QRT)
Qube Research & Technologies (QRT) London, United Kingdom $89.9B AUM 20.22% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
D.E. Shaw & Co
D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return
MC
Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Raymond James Financial's HTGC Position: Q1 2026 in Review

Raymond James Financial reduced its Hercules Capital (HTGC) stake by 31% in Q1 2026, selling an estimated $3.51M and leaving 476,568 shares worth $7.04M. The position accounts for ﹤0.01% of the portfolio, ranked #2310.

Raymond James Financial first reported a position in HTGC in Q4 2024 and has held it in 6 quarters since. The position peaked at $13.3M in Q3 2025. 349 funds tracked by Wall St. Rank hold HTGC as of Q1 2026.

  • Raymond James Financial held 476,568 shares of Hercules Capital worth $7.04M as of Q1 2026.
  • Raymond James Financial sold 214,496 Hercules Capital shares in Q1 2026, an estimated $3.51M.
  • Hercules Capital made up ﹤0.01% of Raymond James Financial's portfolio in Q1 2026, its #2310 holding.
  • Raymond James Financial first reported a position in Hercules Capital in Q4 2024 and has held it in 6 quarters since.
  • Raymond James Financial's Hercules Capital position peaked at $13.3M in Q3 2025.
  • 349 funds tracked by Wall St. Rank held Hercules Capital as of Q1 2026.

Based on Raymond James Financial's 13F filing for Q1 2026, filed 14 May 2026.