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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
SAMH
1
Shanda Asset Management Holdings
British Virgin Islands
$32.4M -$13.7M -1,229,986 -31%
T. Rowe Price Associates
2
T. Rowe Price Associates
Maryland
$27.8M -$66.8K -6,007 -0.2%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$23.9M -$461K -41,473 -2%
SIS
4
Sound Income Strategies
Florida
$23.5M -$27.3K -2,454 -0.1%
JP Morgan Chase
5
JP Morgan Chase
New York
$16.6M +$2.62M +235,468 +19%
GIP
6
Granite Investment Partners
California
$14.7M -$308K -27,736 -2%
MC
7
Muzinich & Co
New York
$13.4M +$438K +39,404 +4%
Sumitomo Mitsui Trust Group
8
Sumitomo Mitsui Trust Group
Japan
$13.2M +$438K +39,404 +4%
ACM
9
Advisors Capital Management
New Jersey
$12.5M -$483K -43,476 -4%
VanEck Associates
10
VanEck Associates
New York
$11.1M -$90.2K -8,113 -0.8%
BlackRock
11
BlackRock
New York
$9.4M +$1.72M +154,909 +24%
CF
12
Centaurus Financial
California
$9.15M -$204K -18,361 -2%
Legal & General Group
13
Legal & General Group
United Kingdom
$8.92M +$347K +31,176 +4%
Wells Fargo
14
Wells Fargo
California
$8.83M -$2.35M -211,070 -22%
Morgan Stanley
15
Morgan Stanley
New York
$8.65M +$1.21M +108,793 +17%
Aberdeen Group
16
Aberdeen Group
United Kingdom
$7.92M +$5.11M +459,234 +204%
STB
17
S&T Bank
Pennsylvania
$7.57M +$382K +34,315 +6%
MHI
18
Miller Howard Investments
New York
$5.54M
GHAM
19
Gilman Hill Asset Management
Connecticut
$5.37M +$189K +16,964 +4%
CIM
20
Confluence Investment Management
Missouri
$5.21M +$2.72K +245 +0.1%
MCM
21
McKinley Capital Management
Alaska
$4.71M -$19.6K -1,765 -0.4%
Northern Trust
22
Northern Trust
Illinois
$4.63M +$269K +24,170 +6%
Stifel Financial
23
Stifel Financial
Missouri
$4.59M -$1.09M -97,936 -20%
GC
24
Guggenheim Capital
Illinois
$4.52M -$214K -19,269 -5%
LSV Asset Management
25
LSV Asset Management
Illinois
$3.78M -$278K -24,990 -7%