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Hercules Capital
HTGC

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Shanda Asset Management Holdings
1
Shanda Asset Management Holdings
British Virgin Islands
USD 32.4 M -USD 13.7 M -1,229,986 -31%
T. Rowe Price Associates
2
T. Rowe Price Associates
Maryland
USD 27.8 M -USD 66.8 k -6,007 -0.2%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
USD 23.9 M -USD 461 k -41,473 -2%
Sound Income Strategies
4
Sound Income Strategies
Florida
USD 23.5 M -USD 27.3 k -2,454 -0.1%
JP Morgan Chase
5
JP Morgan Chase
New York
USD 16.6 M +USD 2.62 M +235,468 +19%
Granite Investment Partners
6
Granite Investment Partners
California
USD 14.7 M -USD 308 k -27,736 -2%
Muzinich & Co
7
Muzinich & Co
New York
USD 13.4 M +USD 438 k +39,404 +4%
Sumitomo Mitsui Trust Group
8
Sumitomo Mitsui Trust Group
Japan
USD 13.2 M +USD 438 k +39,404 +4%
Advisors Capital Management
9
Advisors Capital Management
New Jersey
USD 12.5 M -USD 483 k -43,476 -4%
VanEck Associates
10
VanEck Associates
New York
USD 11.1 M -USD 90.2 k -8,113 -0.8%
BlackRock
11
BlackRock
New York
USD 9.4 M +USD 1.72 M +154,909 +24%
Centaurus Financial
12
Centaurus Financial
California
USD 9.15 M -USD 204 k -18,361 -2%
Legal & General Group
13
Legal & General Group
United Kingdom
USD 8.92 M +USD 347 k +31,176 +4%
Wells Fargo
14
Wells Fargo
California
USD 8.83 M -USD 2.35 M -211,070 -22%
Morgan Stanley
15
Morgan Stanley
New York
USD 8.65 M +USD 1.21 M +108,793 +17%
Aberdeen Group
16
Aberdeen Group
United Kingdom
USD 7.92 M +USD 5.11 M +459,234 +204%
S&T Bank
17
S&T Bank
Pennsylvania
USD 7.57 M +USD 382 k +34,315 +6%
Miller Howard Investments
18
Miller Howard Investments
New York
USD 5.54 M – – –
Gilman Hill Asset Management
19
Gilman Hill Asset Management
Connecticut
USD 5.37 M +USD 189 k +16,964 +4%
Confluence Investment Management
20
Confluence Investment Management
Missouri
USD 5.21 M +USD 2.72 k +245 +0.1%
MCM
21
McKinley Capital Management
Alaska
USD 4.71 M -USD 19.6 k -1,765 -0.4%
Northern Trust
22
Northern Trust
Illinois
USD 4.63 M +USD 269 k +24,170 +6%
Stifel Financial
23
Stifel Financial
Missouri
USD 4.59 M -USD 1.09 M -97,936 -20%
Guggenheim Capital
24
Guggenheim Capital
Illinois
USD 4.52 M -USD 214 k -19,269 -5%
LSV Asset Management
25
LSV Asset Management
Illinois
USD 3.78 M -USD 278 k -24,990 -7%
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