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Hercules Capital
HTGC

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Sound Income Strategies
1
Sound Income Strategies
Florida
USD 28.6 M +USD 1.16 M +73,987 +4%
VanEck Associates
2
VanEck Associates
New York
USD 24 M -USD 1.42 M -91,012 -5%
T. Rowe Price Associates
3
T. Rowe Price Associates
Maryland
USD 22.1 M -USD 2.24 M -143,235 -8%
Morgan Stanley
4
Morgan Stanley
New York
USD 18.1 M +USD 6.38 M +408,648 +44%
Border to Coast Pensions Partnership
5
Border to Coast Pensions Partnership
United Kingdom
USD 16.7 M – – –
Two Sigma Advisers
6
Two Sigma Advisers
New York
USD 16.7 M +USD 5.13 M +328,200 +36%
Advisors Capital Management
7
Advisors Capital Management
New Jersey
USD 12.4 M +USD 545 k +34,865 +4%
BlackRock
8
BlackRock
New York
USD 11.5 M +USD 1.53 M +97,836 +13%
Two Sigma Investments
9
Two Sigma Investments
New York
USD 10.2 M -USD 3.37 M -216,026 -22%
Legal & General Group
10
Legal & General Group
United Kingdom
USD 9.7 M +USD 1.29 M +82,255 +13%
Wells Fargo
11
Wells Fargo
California
USD 9.22 M -USD 101 k -6,447 -0.9%
S&T Bank
12
S&T Bank
Pennsylvania
USD 8.78 M -USD 71.5 k -4,579 -0.7%
Leeward Investments
13
Leeward Investments
Massachusetts
USD 8.76 M -USD 2.3 M -147,265 -18%
Gilman Hill Asset Management
14
Gilman Hill Asset Management
Connecticut
USD 8.65 M +USD 1.84 M +117,733 +22%
UBS Group
15
UBS Group
Switzerland
USD 7.72 M +USD 642 k +41,096 +8%
JP Morgan Chase
16
JP Morgan Chase
New York
USD 7.05 M +USD 182 k +11,677 +2%
LPL Financial
17
LPL Financial
California
USD 6.41 M +USD 1.55 M +99,518 +26%
Muzinich & Co
18
Muzinich & Co
New York
USD 6.1 M -USD 495 k -31,659 -7%
Sumitomo Mitsui Trust Group
19
Sumitomo Mitsui Trust Group
Japan
USD 5.93 M -USD 495 k -31,659 -7%
MCM
20
McKinley Capital Management
Alaska
USD 5.75 M +USD 50.1 k +3,210 +0.8%
Advisors Asset Management
21
Advisors Asset Management
Colorado
USD 5.7 M -USD 112 k -7,186 -2%
McGowan Group Asset Management
22
McGowan Group Asset Management
Texas
USD 5.68 M +USD 4.17 k +267 +0.1%
Stifel Financial
23
Stifel Financial
Missouri
USD 5.64 M +USD 97.5 k +6,243 +2%
Confluence Investment Management
24
Confluence Investment Management
Missouri
USD 5.45 M -USD 139 k -8,919 -2%
SPF
25
Steven Patrick Farmer
USD 5.45 M +USD 6.31 M +404,170 Nuevas
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