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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$42.7M -$337K -22,300 -0.8%
EAM
2
Edge Asset Management
Washington
$23.7M +$94.1K +6,235 +0.4%
UBS Group
3
UBS Group
Switzerland
$21.3M +$21.6M +1,428,206 New
Invesco
4
Invesco
Georgia
$16.6M +$2.06M +136,211 +14%
ACM
5
Advisors Capital Management
New Jersey
$15.8M +$754K +49,933 +5%
LSV Asset Management
6
LSV Asset Management
Illinois
$15.7M +$165K +10,900 +1%
CCMLC
7
Cardinal Capital Management LLC (Connecticut)
Connecticut
$15M -$254K -16,807 -2%
Loomis, Sayles & Company
8
Loomis, Sayles & Company
Massachusetts
$12.9M +$3.51M +232,562 +36%
LTI
9
Laffer Tengler Investments
Tennessee
$12.2M -$11.5M -762,533 Closed
Wells Fargo
10
Wells Fargo
California
$11.7M +$726K +48,085 +7%
Principal Financial Group
11
Principal Financial Group
Iowa
$10.5M +$691K +45,811 +7%
Morgan Stanley
12
Morgan Stanley
New York
$8.49M -$1.19M -78,644 -12%
CIM
13
Confluence Investment Management
Missouri
$8.29M +$16K +1,061 +0.2%
AllianceBernstein
14
AllianceBernstein
Tennessee
$8.28M -$564K -37,340 -6%
PI
15
Putnam Investments
Massachusetts
$8.02M -$812K -53,777 -9%
ACM
16
Ashford Capital Management
Delaware
$7.42M +$1.52M +100,500 +25%
CPIM
17
Columbia Partners Investment Management
Virginia
$7.32M -$721K -47,804 -9%
Robeco Institutional Asset Management
18
Robeco Institutional Asset Management
Netherlands
$7.01M -$6.58M -435,916 -48%
Stifel Financial
19
Stifel Financial
Missouri
$5.33M +$118K +7,790 +2%
MC
20
Muzinich & Co
New York
$5.09M +$5.17M +342,423 New
NIMC
21
NWQ Investment Management Company
California
$4.98M -$1.44M -95,690 -22%
AAM
22
Advisors Asset Management
Colorado
$4.71M -$4.55M -301,262 -49%
GHAM
23
Gilman Hill Asset Management
Connecticut
$4.13M +$257K +17,040 +7%
BG
24
BlackRock Group
United Kingdom
$3.95M -$487K -32,265 -11%
MSA
25
Mason Street Advisors
Wisconsin
$3.94M