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Hercules Capital
HTGC

Name Holding Trade Value Shares
Change 		Change in
Stake
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$40.2M +$36K +2,300 +0.1%
Northern Trust
2
Northern Trust
Illinois
$23.8M +$2.33M +148,996 +10%
Comerica Bank
3
Comerica Bank
Texas
$22.5M +$1.55M +98,859 +7%
BFA
4
BlackRock Fund Advisors
California
$21.6M -$177K -11,284 -0.7%
U
5
UBS
Switzerland
$16.7M +$1.93M +122,972 +12%
EAM
6
Edge Asset Management
Washington
$15.6M +$5.38M +343,283 +45%
Morgan Stanley
7
Morgan Stanley
New York
$14.8M +$2.61M +166,400 +19%
State Street
8
State Street
Massachusetts
$14.5M -$791K -50,454 -5%
AAM
9
Advisors Asset Management
Colorado
$14.5M +$840K +53,608 +5%
Robeco Institutional Asset Management
10
Robeco Institutional Asset Management
Netherlands
$14.3M +$2.87M +183,304 +22%
CCMLC
11
Cardinal Capital Management LLC (Connecticut)
Connecticut
$14.2M -$118K -7,516 -0.7%
Invesco
12
Invesco
Georgia
$12.3M -$408K -26,064 -3%
ACM
13
Advisors Capital Management
New Jersey
$11.2M +$798K +50,943 +7%
BIT
14
BlackRock Institutional Trust
California
$10.9M +$68.1K +4,349 +0.6%
Loomis, Sayles & Company
15
Loomis, Sayles & Company
Massachusetts
$9.19M -$92.6K -5,912 -0.9%
Wells Fargo
16
Wells Fargo
California
$9.13M +$639K +40,765 +7%
CPIM
17
Columbia Partners Investment Management
Virginia
$8.71M +$700K +44,675 +8%
LTI
18
Laffer Tengler Investments
Tennessee
$8.18M +$907K +57,880 +11%
CIM
19
Confluence Investment Management
Missouri
$7.58M -$110K -7,013 -1%
ACM
20
Ashford Capital Management
Delaware
$6.56M -$89.7K -5,722 -1%
BG
21
BlackRock Group
United Kingdom
$6.28M +$426K +27,205 +6%
Principal Financial Group
22
Principal Financial Group
Iowa
$6.28M +$2.13M +136,094 +44%
LSV Asset Management
23
LSV Asset Management
Illinois
$6.11M -$67.4K -4,300 -1%
Stifel Financial
24
Stifel Financial
Missouri
$4.17M +$4.64M +296,420 New
PI
25
Putnam Investments
Massachusetts
$4M +$365K +23,287 +9%
1
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