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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$34.9M +$247K +19,390 +0.8%
SIS
2
Sound Income Strategies
Florida
$30.8M +$1.38M +108,256 +5%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$30M +$221K +17,333 +0.8%
SAMH
4
Shanda Asset Management Holdings
British Virgin Islands
$27.4M -$11.5M -900,000 -32%
JP Morgan Chase
5
JP Morgan Chase
New York
$19M -$1.67M -130,906 -9%
GIP
6
Granite Investment Partners
California
$18M -$332K -26,052 -2%
VanEck Associates
7
VanEck Associates
New York
$15.4M +$1.44M +113,398 +12%
MC
8
Muzinich & Co
New York
$15.2M -$1.25M -97,842 -8%
ACM
9
Advisors Capital Management
New Jersey
$15.1M -$493K -38,767 -4%
Sumitomo Mitsui Trust Group
10
Sumitomo Mitsui Trust Group
Japan
$15M -$1.3M -102,154 -9%
BlackRock
11
BlackRock
New York
$11.9M +$173K +13,555 +2%
Legal & General Group
12
Legal & General Group
United Kingdom
$11.8M +$601K +47,202 +6%
Morgan Stanley
13
Morgan Stanley
New York
$11.6M +$765K +60,064 +8%
CF
14
Centaurus Financial
California
$11.2M -$155K -12,170 -2%
Wells Fargo
15
Wells Fargo
California
$10.5M -$441K -34,610 -5%
Invesco
16
Invesco
Georgia
$9.94M +$7.49M +588,080 +582%
STB
17
S&T Bank
Pennsylvania
$9.44M +$8.94K +702 +0.1%
Aberdeen Group
18
Aberdeen Group
United Kingdom
$8.42M -$1.28M -100,411 -15%
MHI
19
Miller Howard Investments
New York
$7.91M +$891K +70,000 +15%
Stifel Financial
20
Stifel Financial
Missouri
$7.18M +$1.29M +101,148 +25%
GHAM
21
Gilman Hill Asset Management
Connecticut
$6.94M +$218K +17,111 +4%
CIM
22
Confluence Investment Management
Missouri
$6.52M +$22.5K +1,770 +0.4%
Northern Trust
23
Northern Trust
Illinois
$6.08M +$276K +21,668 +5%
MGAM
24
McGowan Group Asset Management
Texas
$5.48M +$4.84M +380,054 New
MCM
25
McKinley Capital Management
Alaska
$5.32M -$479K -37,645 -9%