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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
SAMH
1
Shanda Asset Management Holdings
British Virgin Islands
$42.2M -$15M -1,475,769 -27%
T. Rowe Price Associates
2
T. Rowe Price Associates
Maryland
$25.2M +$477K +46,965 +2%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$22.1M +$1.91M +188,473 +10%
SIS
4
Sound Income Strategies
Florida
$21.3M -$2.33M -229,463 -10%
GIP
5
Granite Investment Partners
California
$13.6M -$195K -19,205 -1%
JP Morgan Chase
6
JP Morgan Chase
New York
$12.7M -$1.48M -145,886 -11%
ACM
7
Advisors Capital Management
New Jersey
$11.8M -$215K -21,183 -2%
MC
8
Muzinich & Co
New York
$11.7M +$1.58M +155,833 +16%
Sumitomo Mitsui Trust Group
9
Sumitomo Mitsui Trust Group
Japan
$11.6M +$1.58M +155,833 +16%
Wells Fargo
10
Wells Fargo
California
$10.2M -$2.07M -204,294 -17%
VanEck Associates
11
VanEck Associates
New York
$10.1M +$853K +84,044 +10%
CF
12
Centaurus Financial
California
$8.47M +$1.62M +159,967 +25%
Legal & General Group
13
Legal & General Group
United Kingdom
$7.75M +$1.56M +153,442 +26%
BlackRock
14
BlackRock
New York
$6.89M +$634K +62,436 +10%
Morgan Stanley
15
Morgan Stanley
New York
$6.69M -$180K -17,739 -3%
STB
16
S&T Bank
Pennsylvania
$6.49M -$41.2K -4,059 -0.7%
Assenagon Asset Management
17
Assenagon Asset Management
Luxembourg
$5.54M +$5.37M +528,767 New
Stifel Financial
18
Stifel Financial
Missouri
$5.18M +$157K +15,505 +3%
MHI
19
Miller Howard Investments
New York
$5.01M +$1.73M +170,000 +55%
Marshall Wace
20
Marshall Wace
United Kingdom
$4.82M +$958K +94,427 +26%
CIM
21
Confluence Investment Management
Missouri
$4.71M -$786K -77,464 -15%
GHAM
22
Gilman Hill Asset Management
Connecticut
$4.68M +$821K +80,937 +22%
GC
23
Guggenheim Capital
Illinois
$4.29M -$595K -58,591 -13%
MCM
24
McKinley Capital Management
Alaska
$4.28M +$708K +69,797 +21%
Northern Trust
25
Northern Trust
Illinois
$3.93M +$408K +40,245 +12%