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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
UBP
1
Union Bancaire Privee
Switzerland
$81.2M -$144K -7,973 -22%
VanEck Associates
2
VanEck Associates
New York
$65.1M -$3.41M -188,907 -5%
SIS
3
Sound Income Strategies
Florida
$51.1M -$895K -49,592 -2%
Two Sigma Advisers
4
Two Sigma Advisers
New York
$36.2M -$617K -34,200 -2%
LPL Financial
5
LPL Financial
California
$34.3M +$528K +29,292 +2%
UBS Group
6
UBS Group
Switzerland
$31.5M +$6.37M +353,092 +27%
Two Sigma Investments
7
Two Sigma Investments
New York
$30.4M +$5.2M +288,440 +22%
Qube Research & Technologies (QRT)
8
Qube Research & Technologies (QRT)
United Kingdom
$28.7M +$9.01M +499,252 +49%
Millennium Management
9
Millennium Management
New York
$26.2M +$543K +30,114 +2%
Legal & General Group
10
Legal & General Group
United Kingdom
$26M +$3.79M +209,854 +18%
MC
11
Muzinich & Co
New York
$25.1M +$6.19M +342,967 +35%
BlackRock
12
BlackRock
New York
$25.1M -$109K -6,021 -0.4%
Morgan Stanley
13
Morgan Stanley
New York
$21M -$1.07M -59,453 -5%
Sumitomo Mitsui Trust Group
14
Sumitomo Mitsui Trust Group
Japan
$19.2M +$2.41M +133,813 +15%
Franklin Resources
15
Franklin Resources
California
$18.4M +$843K +46,726 +5%
ACM
16
Advisors Capital Management
New Jersey
$15.6M +$613K +34,007 +4%
D.E. Shaw & Co
17
D.E. Shaw & Co
New York
$15.5M +$5.58M +309,175 +60%
MW
18
Melia Wealth
Oklahoma
$15.1M -$205K -11,355 -1%
TA
19
Tectonic Advisors
Texas
$14.3M +$1.27M +70,235 +10%
Wells Fargo
20
Wells Fargo
California
$13.9M -$299K -16,573 -2%
Voloridge Investment Management
21
Voloridge Investment Management
Florida
$13.3M +$2.32M +128,790 +22%
Raymond James Financial
22
Raymond James Financial
Florida
$13M -$269K -14,905 -2%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$12.1M -$2.11M -116,787 -15%
Stifel Financial
24
Stifel Financial
Missouri
$11.4M +$729K +40,402 +7%
GHAM
25
Gilman Hill Asset Management
Connecticut
$10.9M -$65.1K -3,611 -0.6%