BlackRock Group’s Hercules Capital HTGC Stock Holding History

BlackRock Group’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	$7.19M	Buy	509,336 +140,393	+38%	+$1.91M	﹤0.01%	1006
2016 Q3	$5M	Sell	368,943 -17,661	-5%	-$235K	﹤0.01%	1109
2016 Q2	$4.8M	Buy	386,604 +49,168	+15%	+$597K	﹤0.01%	1111
2016 Q1	$4.05M	Buy	337,436 +19,860	+6%	+$221K	﹤0.01%	1163
2015 Q4	$3.87M	Sell	317,576 -19,925	-6%	-$224K	﹤0.01%	1186
2015 Q3	$3.41M	Buy	337,501 +26,054	+8%	+$295K	﹤0.01%	1237
2015 Q2	$3.6M	Sell	311,447 -9,853	-3%	-$128K	﹤0.01%	1258
2015 Q1	$4.33M	Buy	321,300 +55,684	+21%	+$816K	﹤0.01%	1168
2014 Q4	$3.95M	Sell	265,616 -32,265	-11%	-$487K	﹤0.01%	1192
2014 Q3	$4.31M	Sell	297,881 -58,377	-16%	-$924K	﹤0.01%	1143
2014 Q2	$5.76M	Sell	356,258 -90,366	-20%	-$1.32M	﹤0.01%	1082
2014 Q1	$6.28M	Buy	446,624 +27,205	+6%	+$426K	﹤0.01%	1047
2013 Q4	$6.88M	Buy	419,419 +16,355	+4%	+$264K	﹤0.01%	987
2013 Q3	$6.15M	Buy	403,064 +49,950	+14%	+$724K	﹤0.01%	1019
2013 Q2	$4.92M	Buy	+353,114	New	+$4.6M	﹤0.01%	1002

Other funds holding HTGC

T. Rowe Price Associates

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return

Edge Asset Management Seattle, Washington $13.2B AUM 19.52% 1-Year Est. Return

Wellington Management Group

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

Northpointe Capital Bloomfield Hills, Michigan $258M AUM 1.97% 1-Year Est. Return

Principal Financial Group

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

AllianceBernstein

AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return