State Street’s Hercules Capital HTGC Stock Holding History

State Street’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$3.3M	Buy	223,172 +9,339	+4%	+$153K	﹤0.01%	3125
2025 Q4	$4.02M	Buy	213,833 +40,768	+24%	+$735K	﹤0.01%	3087
2025 Q3	$3.27M	Buy	173,065 +4,703	+3%	+$90.1K	﹤0.01%	3165
2025 Q2	$3.08M	Buy	168,362 +119,415	+244%	+$2.12M	﹤0.01%	3151
2025 Q1	$940K	Buy	+48,947	New	+$988K	﹤0.01%	3440
2018 Q4	–	Sell	-22,683	Closed	-$298K	–	3775
2018 Q3	$298K	Hold	22,683	–	–	﹤0.01%	3539
2018 Q2	$286K	Hold	22,683	–	–	﹤0.01%	3530
2018 Q1	$274K	Sell	22,683 -485	-2%	-$6.08K	﹤0.01%	3513
2017 Q4	$303K	Sell	23,168 -110	-0.5%	-$1.44K	﹤0.01%	3521
2017 Q3	$300K	Buy	23,278 +485	+2%	+$6.22K	﹤0.01%	3552
2017 Q2	$300K	Hold	22,793	–	–	﹤0.01%	3498
2017 Q1	$345K	Hold	22,793	–	–	﹤0.01%	3438
2016 Q4	$322K	Sell	22,793 -5,650	-20%	-$76.9K	﹤0.01%	3445
2016 Q3	$386K	Hold	28,443	–	–	﹤0.01%	3329
2016 Q2	$352K	Hold	28,443	–	–	﹤0.01%	3445
2016 Q1	$340K	Hold	28,443	–	–	﹤0.01%	3417
2015 Q4	$347K	Hold	28,443	–	–	﹤0.01%	3405
2015 Q3	$289K	Hold	28,443	–	–	﹤0.01%	3418
2015 Q2	$329K	Hold	28,443	–	–	﹤0.01%	3422
2015 Q1	$383K	Hold	28,443	–	–	﹤0.01%	3411
2014 Q4	$424K	Sell	28,443 -3,000	-10%	-$45.3K	﹤0.01%	3417
2014 Q3	$455K	Sell	31,443 -4,132	-12%	-$65.4K	﹤0.01%	3392
2014 Q2	$576K	Sell	35,575 -994,130	-97%	-$14.6M	﹤0.01%	3319
2014 Q1	$14.5M	Sell	1,029,705 -50,454	-5%	-$791K	﹤0.01%	1990
2013 Q4	$17.7M	Buy	1,080,159 +2,184	+0.2%	+$35.2K	﹤0.01%	1838
2013 Q3	$16.4M	Buy	1,077,975 +3,168	+0.3%	+$45.9K	﹤0.01%	1818
2013 Q2	$15M	Buy	+1,074,807	New	+$14M	﹤0.01%	1811

Other funds holding HTGC

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Qube Research & Technologies (QRT) London, United Kingdom $89.9B AUM 20.22% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

State Street's HTGC Position: Q1 2026 in Review

State Street increased its Hercules Capital (HTGC) stake by 4.4% in Q1 2026, buying an estimated $153K and bringing the position to 223,172 shares worth $3.3M. The position accounts for ﹤0.01% of the portfolio, ranked #3125.

State Street first reported a position in HTGC in Q2 2013 and has held it in 27 quarters since. The position peaked at $17.7M in Q4 2013. 349 funds tracked by Wall St. Rank hold HTGC as of Q1 2026.

State Street held 223,172 shares of Hercules Capital worth $3.3M as of Q1 2026.
State Street bought 9,339 Hercules Capital shares in Q1 2026, an estimated $153K.
Hercules Capital made up ﹤0.01% of State Street's portfolio in Q1 2026, its #3125 holding.
State Street first reported a position in Hercules Capital in Q2 2013 and has held it in 27 quarters since.
State Street's Hercules Capital position peaked at $17.7M in Q4 2013.
349 funds tracked by Wall St. Rank held Hercules Capital as of Q1 2026.

Based on State Street's 13F filing for Q1 2026, filed 15 May 2026.