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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
CAP
101
Cordoba Advisory Partners
New York
$1.12M +$189K +12,180 +21%
SPIA
102
Steward Partners Investment Advisory
New York
$1.09M -$198K -12,718 -16%
DM
103
Delphi Management
Massachusetts
$1.07M +$16.8K +1,081 +2%
BPA
104
Beacon Pointe Advisors
California
$1.05M -$2.02K -130 -0.2%
TAFW
105
Tred Avon Family Wealth
Maryland
$1.03M +$25.4K +1,630 +3%
Millennium Management
106
Millennium Management
New York
$1.01M -$14.3M -920,971 -93%
BHCM
107
Brevan Howard Capital Management
Jersey
$992K -$920K -59,177 -48%
KA
108
Kovack Advisors
Florida
$950K +$85.2K +5,477 +10%
IAIM
109
International Assets Investment Management
Florida
$948K -$1M -64,577 -52%
GRP
110
Global Retirement Partners
California
$946K +$933K +59,991 New
HighTower Advisors
111
HighTower Advisors
Illinois
$942K -$61.9K -3,983 -6%
SCA
112
SMH Capital Advisors
Texas
$938K +$286K +18,401 +45%
Mariner
113
Mariner
Kansas
$921K +$69K +4,438 +8%
JWCA
114
J.W. Cole Advisors
Florida
$912K +$900K +57,858 New
EFS
115
Essex Financial Services
Connecticut
$890K +$16.1K +1,036 +2%
XT
116
XTX Topco
Cayman Islands
$878K -$814K -52,310 -48%
IMC Chicago
117
IMC Chicago
Illinois
$804K -$198K -12,762 -20%
SPC
118
Sigma Planning Corp
Michigan
$794K -$26.4K -1,700 -3%
Capstone Investment Advisors
119
Capstone Investment Advisors
New York
$779K +$769K +49,417 New
CEFA
120
Closed-End Fund Advisors
Virginia
$776K +$301K +19,348 +65%
MP
121
McDonald Partners
Ohio
$757K
MP
122
Mangrove Partners
Connecticut
$744K +$733K +47,148 New
CWM
123
CMH Wealth Management
New Hampshire
$730K -$293K -18,850 -29%
CA
124
Commerce Advisors
Tennessee
$722K +$9.52K +612 +1%
JMA
125
J.M. Arbour
Maine
$719K +$186K +11,963 +36%