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SMH Capital Advisors’s Hercules Capital HTGC Stock Holding History

SMH Capital Advisors’s Portfolio HTGC Stock Details HTGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$607K Sell
607
-40,458
-99% -$661K 1.84% 14
2025
Q4 		$773K Buy
41,065
+500
+1% +$9.02K 1.57% 12
2025
Q3 		$727K Buy
+40,565
New +$777K 1.48% 12

Other funds holding HTGC

SIS
Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
Qube Research & Technologies (QRT)
Qube Research & Technologies (QRT) London, United Kingdom $89.9B AUM 20.22% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
D.E. Shaw & Co
D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return
MC
Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SMH Capital Advisors's HTGC Position: Q1 2026 in Review

SMH Capital Advisors reduced its Hercules Capital (HTGC) stake by 99% in Q1 2026, selling an estimated $661K and leaving 607 shares worth $607K. The position accounts for 1.84% of the portfolio, ranked #14.

SMH Capital Advisors first reported a position in HTGC in Q3 2025 and has held it in 3 quarters since. The position peaked at $773K in Q4 2025. 349 funds tracked by Wall St. Rank hold HTGC as of Q1 2026.

  • SMH Capital Advisors held 607 shares of Hercules Capital worth $607K as of Q1 2026.
  • SMH Capital Advisors sold 40,458 Hercules Capital shares in Q1 2026, an estimated $661K.
  • Hercules Capital made up 1.84% of SMH Capital Advisors's portfolio in Q1 2026, its #14 holding.
  • SMH Capital Advisors first reported a position in Hercules Capital in Q3 2025 and has held it in 3 quarters since.
  • SMH Capital Advisors's Hercules Capital position peaked at $773K in Q4 2025.
  • 349 funds tracked by Wall St. Rank held Hercules Capital as of Q1 2026.

Based on SMH Capital Advisors's 13F filing for Q1 2026, filed 10 Apr 2026.