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SCA

SMH Capital Advisors Portfolio holdings

AUM $32.9M
1-Year Est. Return 1.53%
This Fund
S&P 500
This Quarter Est. Return
-0.03%
1 Year Est. Return
-1.53%
3 Year Est. Return
+6.5%
5 Year Est. Return
+6.6%
10 Year Est. Return
–
AUM
$32.9M
AUM Growth
-$16.2M
Cap. Flow
-$14.5B
Cap. Flow %
-44,054.09%
Top 10 Hldgs %
71.16%
Holding
58
New
3
Increased
–
Reduced
35
Closed
20

Top Buys

Rank Stock Value
1
SM icon
SM Energy
SM
+$26.6K
2
EZPW icon
Ezcorp Inc
EZPW
+$5.56K

Top Sells

Rank Stock Value
1
TRIN icon
Trinity Capital
TRIN
+$2.6M
2
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$2.38M
3
CSWC icon
Capital Southwest
CSWC
+$1.74M
4
VICI icon
VICI Properties
VICI
+$1.37M
5
PSEC icon
Prospect Capital
PSEC
+$1.17M

Sector Composition

Rank Sector Weight
1 Financials 30.99%
2 Real Estate 7.32%
3 Energy 3.54%
4 Consumer Discretionary 1.22%
5 Communication Services 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRIN icon
1
Trinity Capital
TRIN
$1.6B
$2.52M 7.64%
2,517
-168,268
-99% -$2.6M
CSWC icon
2
Capital Southwest
CSWC
$1.51B
$1.73M 5.26%
1,733
-76,671
-98% -$1.74M
VICI icon
3
VICI Properties
VICI
$29.6B
$1.34M 4.05%
1,335
-47,776
-97% -$1.37M
SM icon
4
SM Energy
SM
$7.51B
$1.17M 3.54%
+1,168
New +$26.6K
PSEC icon
5
Prospect Capital
PSEC
$1.13B
$1.11M 3.38%
1,113
-425,360
-100% -$1.17M
MAIN icon
6
Main Street Capital
MAIN
$5.15B
$1M 3.04%
1,000
-17,884
-95% -$1.06M
CG icon
7
Carlyle Group
CG
$16.6B
$911K 2.77%
911
-17,975
-95% -$991K
OWL icon
8
Blue Owl Capital
OWL
$6.43B
$795K 2.41%
795
-66,974
-99% -$810K
RITM icon
9
Rithm Capital
RITM
$5.2B
$625K 1.9%
625
-35,319
-98% -$370K
HTGC icon
10
Hercules Capital
HTGC
$3.03B
$607K 1.84%
607
-40,458
-99% -$661K
SPY icon
11
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$533K 1.62%
533
-286
-35% -$194K
VWO icon
12
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$415K 1.26%
415
-7,271
-95% -$407K
EFA icon
13
iShares MSCI EAFE ETF
EFA
$76.5B
$414K 1.26%
414
-3,853
-90% -$386K
DKS icon
14
Dick's Sporting Goods
DKS
$19.5B
$403K 1.22%
403
-1,631
-80% -$331K
HASI icon
15
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.91B
$318K 0.97%
318
-8,361
-96% -$298K
ADX icon
16
Adams Diversified Equity Fund
ADX
$3.18B
$288K 0.87%
288
-12,701
-98% -$292K
WT icon
17
WisdomTree
WT
$3.07B
$275K 0.84%
275
-17,616
-98% -$272K
NXDT
18
NexPoint Diversified Real Estate Trust
NXDT
$291M
$273K 0.83%
273
-58,146
-100% -$260K
CSQ icon
19
Calamos Strategic Total Return Fund
CSQ
$3.24B
$253K 0.77%
253
-14,524
-98% -$272K
NIE
20
Virtus Equity & Convertible Income Fund
NIE
$726M
$252K 0.77%
252
-10,437
-98% -$261K
AWF
21
AllianceBernstein Global High Income Fund
AWF
$873M
$249K 0.76%
249
-23,896
-99% -$250K
IIPR icon
22
Innovative Industrial Properties
IIPR
$1.87B
$245K 0.74%
245
-4,645
-95% -$234K
GDV icon
23
Gabelli Dividend & Income Trust
GDV
$2.59B
$244K 0.74%
244
-8,811
-97% -$249K
CGBD icon
24
Carlyle Secured Lending
CGBD
$726M
$242K 0.74%
242
-21,896
-99% -$259K
EZPW icon
25
Ezcorp Inc
EZPW
$1.97B
$232K 0.7%
+232
New +$5.56K
1
2

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SMH Capital Advisors's Q1 2026 Portfolio in Review

As of Q1 2026, SMH Capital Advisors held 58 positions worth $32.9M, down 33% from $49.1M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

SMH Capital Advisors withdrew a net $14.5B in Q1 2026, closing 20 positions and reducing 35 holdings. Its most notable exit was State Street SPDR Portfolio High Yield Bond ETF, an estimated $2.38M position sold in full.

By sector, the portfolio is most concentrated in Financials at 31% of assets, up from 23% a quarter earlier, followed by Real Estate and Energy.

Against the trend, SMH Capital Advisors opened a new position in SM Energy worth $1.17M.

  • SMH Capital Advisors's largest Q1 2026 buy was SM Energy: 1,168 shares worth $1.17M.
  • SMH Capital Advisors's biggest Q1 2026 reduction was Trinity Capital, cutting an estimated $2.6M.
  • SMH Capital Advisors fully exited State Street SPDR Portfolio High Yield Bond ETF in Q1 2026, selling an estimated $2.38M.
  • SMH Capital Advisors's ten largest holdings make up 71% of its $32.9M portfolio in Q1 2026.
  • SMH Capital Advisors opened 3 new positions and closed 20 in Q1 2026.
  • SMH Capital Advisors's portfolio value fell 33% quarter-over-quarter to $32.9M.

Based on SMH Capital Advisors's 13F filing for Q1 2026, filed 10 Apr 2026.