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SCA

SMH Capital Advisors Portfolio holdings

AUM $25.5M Turnover 22.58%
1-Year Est. Return 4.26%
This Fund
S&P 500
This Quarter Est. Return
+5.81%
1 Year Est. Return
+4.26%
3 Year Est. Return
+10.71%
5 Year Est. Return
+9.18%
10 Year Est. Return
–
AUM
$25.5M
AUM Growth
-$9.8M
Cap. Flow
-$11.1M
Cap. Flow %
-43.56%
Top 10 Hldgs %
52.54%
Holding
62
New
6
Increased
29
Reduced
11
Closed
8
Avg Time Held
2.7 years
Top 10 Avg Time Held
1.1 years
Top 20 Avg Time Held
1 year

Top Buys

Rank Stock Value
1
F icon
Ford
F
+$422K
2
IIPR icon
Innovative Industrial Properties
IIPR
+$287K
3
HTGC icon
Hercules Capital
HTGC
+$286K
4
RWAY icon
Runway Growth Finance
RWAY
+$271K
5
ARCC icon
Ares Capital
ARCC
+$261K

Top Sells

Rank Stock Value
1
PSEC icon
Prospect Capital
PSEC
+$1.11M
2
HASI icon
Hannon Armstrong Sustainable Infrastructure Capital
HASI
+$318K
3
DKS icon
Dick's Sporting Goods
DKS
+$222K
4
AMT icon
American Tower
AMT
+$207K
5
HPK icon
HighPeak Energy
HPK
+$196K

Sector Composition

Rank Sector Weight
1 Financials 49.02%
2 Miscellaneous 34.12%
3 Real Estate 10.41%
4 Energy 3.83%
5 Consumer Discretionary 2.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
TRIN icon
1
Trinity Capital Inc
TRIN
$1.5B
$3.05M 11.94%
170,293
-810
-0.5% -$13.4K
2024 Q2
8 quarters
CSWC icon
2
Capital Southwest
CSWC
$1.44B
$1.9M 7.46%
80,072
+1,708
+2% +$40K
2022 Q4
14 quarters
VICI icon
3
VICI Properties
VICI
$25.4B
$1.42M 5.56%
53,471
+4,599
+9% +$129K
2023 Q2
12 quarters
MAIN icon
4
Main Street Capital
MAIN
$4.97B
$1.14M 4.45%
21,907
+3,021
+16% +$159K
2023 Q3
11 quarters
SM icon
5
SM Energy
SM
$9.25B
$976K 3.83%
37,399
-46
-0.1% -$1.38K
2026 Q1
1 quarter
HTGC icon
6
Hercules Capital
HTGC
$3.01B
$938K 3.68%
59,466
+18,401
+45% +$286K
2025 Q3
3 quarters
OWL icon
7
Blue Owl Capital
OWL
$6.13B
$897K 3.52%
102,489
+15,391
+18% +$146K
2025 Q2
4 quarters
CG icon
8
Carlyle Group
CG
$13B
$784K 3.07%
18,627
-200
-1% -$9.39K
2024 Q2
8 quarters
IIPR icon
9
Innovative Industrial Properties
IIPR
$1.42B
$620K 2.43%
10,000
+5,110
+104% +$287K
2025 Q3
3 quarters
RITM icon
10
Rithm Capital
RITM
$4.71B
$616K 2.42%
65,630
-340
-0.5% -$3.24K
2024 Q2
8 quarters
SPY icon
11
State Street SPDR S&P 500 ETF Trust
SPY
$817B
$602K 2.36%
806
-14
-2% -$10.2K
2025 Q2
4 quarters
ARCC icon
12
Ares Capital
ARCC
$13.2B
$463K 1.82%
25,003
+14,003
+127% +$261K
2026 Q1
1 quarter
VWO icon
13
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$459K 1.8%
7,688
+2
+0% +$118
2024 Q1
9 quarters
EFA icon
14
iShares MSCI EAFE ETF
EFA
$76.4B
$445K 1.74%
4,282
+15
+0.4% +$1.54K
2024 Q1
9 quarters
F icon
15
Ford
F
$48.6B
$435K 1.7%
+31,278
New +$422K
2026 Q2
0 quarters
WT icon
16
WisdomTree
WT
$3.23B
$371K 1.45%
21,888
+2,994
+16% +$53K
2019 Q3
27 quarters
ADX icon
17
Adams Diversified Equity Fund
ADX
$3.2B
$339K 1.33%
13,282
+126
+1% +$3.09K
2018 Q2
32 quarters
RWAY icon
18
Runway Growth Finance
RWAY
$262M
$318K 1.25%
56,770
+42,770
+306% +$271K
2026 Q1
1 quarter
EZPW icon
19
Ezcorp Inc
EZPW
$2.01B
$316K 1.24%
9,142
– –
2026 Q1
1 quarter
CSQ icon
20
Calamos Strategic Total Return Fund
CSQ
$3.2B
$314K 1.23%
15,250
+456
+3% +$9K
2017 Q4
34 quarters
NXDT icon
21
NexPoint Diversified Real Estate Trust
NXDT
$261M
$310K 1.22%
59,797
+1,344
+2% +$6.62K
2021 Q1
21 quarters
NIE icon
22
Virtus Equity & Convertible Income Fund
NIE
$695M
$295K 1.16%
10,998
+209
+2% +$5.43K
2021 Q1
21 quarters
GDV icon
23
Gabelli Dividend & Income Trust
GDV
$2.46B
$276K 1.08%
9,399
+321
+4% +$9.28K
2023 Q4
10 quarters
EVT icon
24
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.03B
$259K 1.01%
9,347
+354
+4% +$9.3K
2023 Q4
10 quarters
QQQ icon
25
Invesco QQQ Trust
QQQ
$485B
$257K 1.01%
349
– –
2025 Q3
3 quarters
1
2 3

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SMH Capital Advisors's Q2 2026 Portfolio in Review

As of Q2 2026, SMH Capital Advisors held 62 positions worth $25.5M, down 28% from $35.4M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

SMH Capital Advisors withdrew a net $11.1M in Q2 2026, closing 8 positions and reducing 11 holdings. Its most notable exit was Prospect Capital, an estimated $1.11M position sold in full.

By sector, the portfolio is most concentrated in Financials at 49% of assets, up from 32% a quarter earlier, followed by Miscellaneous and Real Estate.

Against the trend, SMH Capital Advisors opened a new position in Ford worth $435K.

  • SMH Capital Advisors's largest Q2 2026 buy was Ford: 31,278 shares worth $435K.
  • SMH Capital Advisors added most to Innovative Industrial Properties in Q2 2026, an estimated $287K increase.
  • SMH Capital Advisors's biggest Q2 2026 reduction was Dick's Sporting Goods, cutting an estimated $222K.
  • SMH Capital Advisors fully exited Prospect Capital in Q2 2026, selling an estimated $1.11M.
  • SMH Capital Advisors's ten largest holdings make up 53% of its $25.5M portfolio in Q2 2026.
  • SMH Capital Advisors opened 6 new positions and closed 8 in Q2 2026.
  • SMH Capital Advisors's portfolio value fell 28% quarter-over-quarter to $25.5M.

Based on SMH Capital Advisors's 13F filing for Q2 2026, filed 5 Aug 2026.