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SCA

SMH Capital Advisors Portfolio holdings

AUM $32.9M
1-Year Est. Return 1.53%
This Fund
S&P 500
This Quarter Est. Return
-2.31%
1 Year Est. Return
-1.53%
3 Year Est. Return
+6.5%
5 Year Est. Return
+6.6%
10 Year Est. Return
–
AUM
$49.1M
AUM Growth
+$110K
Cap. Flow
-$12.8K
Cap. Flow %
-0.03%
Top 10 Hldgs %
72.18%
Holding
55
New
4
Increased
18
Reduced
19
Closed
–

Top Buys

Rank Stock Value
1
TRIN icon
Trinity Capital
TRIN
+$474K
2
TPG icon
TPG
TPG
+$201K
3
VICI icon
VICI Properties
VICI
+$149K
4
CSWC icon
Capital Southwest
CSWC
+$40K
5
MAIN icon
Main Street Capital
MAIN
+$12.1K

Top Sells

Rank Stock Value
1
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$2.35M
2
HASI icon
Hannon Armstrong Sustainable Infrastructure Capital
HASI
+$162K
3
DKS icon
Dick's Sporting Goods
DKS
+$150K
4
GROW icon
US Global Investors
GROW
+$125K
5
PSEC icon
Prospect Capital
PSEC
+$33K

Sector Composition

Rank Sector Weight
1 Financials 22.93%
2 Real Estate 5.39%
3 Energy 2.08%
4 Consumer Discretionary 0.82%
5 Communication Services 0.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRIN icon
1
Trinity Capital
TRIN
$1.55B
$2.5M 5.09%
170,785
+31,824
+23% +$474K
SPHY icon
2
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$11.4B
$2.38M 4.85%
100,675
-99,325
-50% -$2.35M
CSWC icon
3
Capital Southwest
CSWC
$1.46B
$1.74M 3.53%
78,404
+1,895
+2% +$40K
VICI icon
4
VICI Properties
VICI
$29.4B
$1.38M 2.81%
49,111
+5,000
+11% +$149K
MAIN icon
5
Main Street Capital
MAIN
$4.97B
$1.14M 2.32%
18,884
+206
+1% +$12.1K
CG icon
6
Carlyle Group
CG
$16.3B
$1.12M 2.27%
18,886
-119
-0.6% -$6.76K
PSEC icon
7
Prospect Capital
PSEC
$1.06B
$1.1M 2.25%
426,473
-12,374
-3% -$33K
OWL icon
8
Blue Owl Capital
OWL
$6.39B
$1.01M 2.06%
67,769
-133
-0.2% -$2.08K
HTGC icon
9
Hercules Capital
HTGC
$2.94B
$773K 1.57%
41,065
+500
+1% +$9.02K
CIVI
10
DELISTED
Civitas Resources
CIVI
$697K 1.42%
25,732
+1
+0% +$29
SPY icon
11
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$559K 1.14%
819
-5
-0.6% -$3.38K
O icon
12
Realty Income
O
$61.2B
$434K 0.88%
7,699
+1
+0% +$58
VWO icon
13
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$413K 0.84%
7,686
+34
+0.4% +$1.85K
EFA icon
14
iShares MSCI EAFE ETF
EFA
$76.4B
$410K 0.83%
4,267
+17
+0.4% +$1.61K
DKS icon
15
Dick's Sporting Goods
DKS
$18.4B
$403K 0.82%
2,034
-689
-25% -$150K
RITM icon
16
Rithm Capital
RITM
$5.09B
$392K 0.8%
35,944
– –
HPK icon
17
HighPeak Energy
HPK
$967M
$324K 0.66%
68,354
-476
-0.7% -$2.86K
ADX icon
18
Adams Diversified Equity Fund
ADX
$3.17B
$303K 0.62%
12,989
-199
-2% -$4.56K
CSQ icon
19
Calamos Strategic Total Return Fund
CSQ
$3.21B
$284K 0.58%
14,777
-304
-2% -$5.79K
CGBD icon
20
Carlyle Secured Lending
CGBD
$698M
$277K 0.56%
22,138
+213
+1% +$2.65K
HASI icon
21
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.9B
$273K 0.56%
8,679
-5,144
-37% -$162K
APO icon
22
Apollo Global Management
APO
$70.7B
$272K 0.55%
1,876
+1
+0.1% +$133
NIE
23
Virtus Equity & Convertible Income Fund
NIE
$718M
$266K 0.54%
10,689
– –
AWF
24
AllianceBernstein Global High Income Fund
AWF
$867M
$258K 0.53%
24,145
+56
+0.2% +$607
GDV icon
25
Gabelli Dividend & Income Trust
GDV
$2.6B
$251K 0.51%
9,055
-8
-0.1% -$217
1
2

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SMH Capital Advisors's Q4 2025 Portfolio in Review

As of Q4 2025, SMH Capital Advisors held 55 positions worth $49.1M, up 0.22% from $49M the previous quarter. Its ten largest holdings account for 72% of the portfolio.

SMH Capital Advisors's Q4 2025 filing shows 4 new, 18 increased and 19 reduced positions. Its largest new stake was TPG: 3,400 shares worth $217K. The largest sale was State Street SPDR Portfolio High Yield Bond ETF, an estimated $2.35M.

By sector, the portfolio is most concentrated in Financials at 23% of assets, up from 22% a quarter earlier, followed by Real Estate and Energy.

  • SMH Capital Advisors's largest Q4 2025 buy was TPG: 3,400 shares worth $217K.
  • SMH Capital Advisors added most to Trinity Capital in Q4 2025, an estimated $474K increase.
  • SMH Capital Advisors's biggest Q4 2025 reduction was State Street SPDR Portfolio High Yield Bond ETF, cutting an estimated $2.35M.
  • SMH Capital Advisors's ten largest holdings make up 72% of its $49.1M portfolio in Q4 2025.
  • SMH Capital Advisors opened 4 new positions and closed 0 in Q4 2025.
  • SMH Capital Advisors's portfolio value rose 0.22% quarter-over-quarter to $49.1M.

Based on SMH Capital Advisors's 13F filing for Q4 2025, filed 12 Feb 2026.