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SCA

SMH Capital Advisors Portfolio holdings

AUM $32.9M
1-Year Est. Return 1.53%
This Fund
S&P 500
This Quarter Est. Return
-0.81%
1 Year Est. Return
-1.53%
3 Year Est. Return
+6.5%
5 Year Est. Return
+6.6%
10 Year Est. Return
–
AUM
$41.4M
AUM Growth
+$9.07M
Cap. Flow
+$25.8M
Cap. Flow %
62.21%
Top 10 Hldgs %
73.49%
Holding
50
New
7
Increased
10
Reduced
21
Closed
5

Top Buys

Rank Stock Value
1
CODI icon
Compass Diversified
CODI
+$1.77M
2
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$1.42M
3
TRIN icon
Trinity Capital
TRIN
+$1.2M
4
CIVI
Civitas Resources
CIVI
+$804K
5
CSWC icon
Capital Southwest
CSWC
+$732K

Top Sells

Rank Stock Value
1
APO icon
Apollo Global Management
APO
+$1.35M
2
IIPR icon
Innovative Industrial Properties
IIPR
+$322K
3
KHC icon
Kraft Heinz
KHC
+$282K
4
AAPL icon
Apple
AAPL
+$234K
5
RQI icon
Cohen & Steers Quality Income Realty Fund
RQI
+$220K

Sector Composition

Rank Sector Weight
1 Financials 18.19%
2 Real Estate 5.09%
3 Industrials 4.4%
4 Energy 3.74%
5 Communication Services 2.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRIN icon
1
Trinity Capital
TRIN
$1.55B
$1.91M 4.6%
131,882
+84,801
+180% +$1.2M
CODI icon
2
Compass Diversified
CODI
$755M
$1.82M 4.4%
+78,970
New +$1.77M
SPHY icon
3
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$11.4B
$1.41M 3.4%
+60,000
New +$1.42M
VICI icon
4
VICI Properties
VICI
$29.4B
$1.23M 2.96%
42,069
+14,794
+54% +$468K
MAIN icon
5
Main Street Capital
MAIN
$4.97B
$1.11M 2.67%
18,894
-145
-0.8% -$7.73K
CSWC icon
6
Capital Southwest
CSWC
$1.46B
$1.03M 2.48%
47,043
+31,097
+195% +$732K
CIVI
7
DELISTED
Civitas Resources
CIVI
$928K 2.24%
20,238
+16,145
+394% +$804K
CG icon
8
Carlyle Group
CG
$16.3B
$763K 1.84%
15,104
-848
-5% -$43K
T icon
9
AT&T
T
$165B
$625K 1.51%
27,430
-1,315
-5% -$29.6K
PSEC icon
10
Prospect Capital
PSEC
$1.06B
$623K 1.5%
144,652
-953
-0.7% -$4.57K
ENB icon
11
Enbridge
ENB
$124B
$621K 1.5%
14,626
-4
-0% -$167
PNNT
12
Pennant Park Investment Corp
PNNT
$215M
$483K 1.17%
68,210
– –
VZ icon
13
Verizon
VZ
$194B
$456K 1.1%
11,415
-127
-1% -$5.36K
O icon
14
Realty Income
O
$61.2B
$420K 1.01%
7,860
-41
-0.5% -$2.39K
HASI icon
15
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.9B
$372K 0.9%
13,869
-174
-1% -$5.44K
RITM icon
16
Rithm Capital
RITM
$5.09B
$364K 0.88%
33,565
-473
-1% -$5.13K
NXDT
17
NexPoint Diversified Real Estate Trust
NXDT
$281M
$361K 0.87%
59,108
+484
+0.8% +$2.84K
VWO icon
18
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$340K 0.82%
7,730
+41
+0.5% +$1.91K
VCTR icon
19
Victory Capital Holdings
VCTR
$6.08B
$328K 0.79%
5,010
-484
-9% -$30.6K
EFA icon
20
iShares MSCI EAFE ETF
EFA
$76.4B
$320K 0.77%
4,233
+13
+0.3% +$1.03K
CSQ icon
21
Calamos Strategic Total Return Fund
CSQ
$3.21B
$276K 0.67%
15,571
-410
-3% -$7.31K
ADX icon
22
Adams Diversified Equity Fund
ADX
$3.17B
$273K 0.66%
13,536
-192
-1% -$4.1K
NIE
23
Virtus Equity & Convertible Income Fund
NIE
$718M
$272K 0.66%
11,024
-306
-3% -$7.3K
HYT icon
24
BlackRock Corporate High Yield Fund
HYT
$1.36B
$264K 0.64%
26,888
-229
-0.8% -$2.27K
AWF
25
AllianceBernstein Global High Income Fund
AWF
$867M
$263K 0.64%
24,534
-191
-0.8% -$2.08K
1
2

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SMH Capital Advisors's Q4 2024 Portfolio in Review

As of Q4 2024, SMH Capital Advisors held 50 positions worth $41.4M, up 28% from $32.4M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

SMH Capital Advisors deployed $25.8M of net new capital in Q4 2024, opening 7 new positions and adding to 10 existing holdings. Its largest new stake was Compass Diversified: 78,970 shares worth $1.82M.

By sector, the portfolio is most concentrated in Financials at 18% of assets, down from 22% a quarter earlier, followed by Real Estate and Industrials.

On the sell side, the largest reduction was Carlyle Group, an estimated $43K trimmed.

  • SMH Capital Advisors's largest Q4 2024 buy was Compass Diversified: 78,970 shares worth $1.82M.
  • SMH Capital Advisors added most to Trinity Capital in Q4 2024, an estimated $1.2M increase.
  • SMH Capital Advisors's biggest Q4 2024 reduction was Carlyle Group, cutting an estimated $43K.
  • SMH Capital Advisors fully exited Apollo Global Management in Q4 2024, selling an estimated $1.35M.
  • SMH Capital Advisors's ten largest holdings make up 73% of its $41.4M portfolio in Q4 2024.
  • SMH Capital Advisors opened 7 new positions and closed 5 in Q4 2024.
  • SMH Capital Advisors's portfolio value rose 28% quarter-over-quarter to $41.4M.

Based on SMH Capital Advisors's 13F filing for Q4 2024, filed 12 Feb 2025.