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SCA

SMH Capital Advisors Portfolio holdings

AUM $32.9M
1-Year Est. Return 1.53%
This Fund
S&P 500
This Quarter Est. Return
-0.04%
1 Year Est. Return
-1.53%
3 Year Est. Return
+6.5%
5 Year Est. Return
+6.6%
10 Year Est. Return
–
AUM
$45.5M
AUM Growth
+$4.55M
Cap. Flow
+$5.6M
Cap. Flow %
12.29%
Top 10 Hldgs %
85.65%
Holding
37
New
5
Increased
20
Reduced
7
Closed
3

Top Buys

Rank Stock Value
1
SCU
Sculptor Capital Management, Inc. Class A Common Stock
SCU
+$814K
2
EVT icon
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
+$206K
3
HTD
John Hancock Tax-Advantaged Dividend Income Fund
HTD
+$201K
4
BIT icon
BlackRock Multi-Sector Income Trust
BIT
+$187K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$127K

Top Sells

Rank Stock Value
1
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$535K
2
BX icon
Blackstone
BX
+$434K
3
OAK
OAKTREE CAPITAL GROUP, LLC
OAK
+$216K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$129K
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$118K

Sector Composition

Rank Sector Weight
1 Financials 9.16%
2 Technology 2.38%
3 Energy 1.13%
4 Industrials 1.04%
5 Communication Services 0.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGG icon
1
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.33M 2.93%
11,795
+1,127
+11% +$127K
OCSL icon
2
Oaktree Specialty Lending
OCSL
$1.03B
$1.26M 2.76%
80,868
+1,300
+2% +$20.5K
PSEC icon
3
Prospect Capital
PSEC
$1.06B
$1.03M 2.26%
156,513
+3,226
+2% +$21.3K
REM icon
4
iShares Mortgage Real Estate ETF
REM
$542M
$721K 1.58%
17,123
+3
+0% +$127
IBM icon
5
IBM
IBM
$202B
$701K 1.54%
5,043
+64
+1% +$8.63K
SCU
6
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$699K 1.53%
+35,861
New +$814K
SPY icon
7
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$431K 0.95%
1,453
-438
-23% -$129K
EFA icon
8
iShares MSCI EAFE ETF
EFA
$76.4B
$385K 0.85%
5,900
-1,837
-24% -$118K
AAPL icon
9
Apple
AAPL
$4.89T
$383K 0.84%
6,840
+156
+2% +$8.16K
CODI icon
10
Compass Diversified
CODI
$755M
$383K 0.84%
19,451
+2
+0% +$38
APO icon
11
Apollo Global Management
APO
$70.7B
$371K 0.81%
9,820
+17
+0.2% +$619
SLRC icon
12
SLR Investment Corp
SLRC
$706M
$362K 0.79%
17,516
+1,011
+6% +$20.8K
BTZ icon
13
BlackRock Credit Allocation Income Trust
BTZ
$927M
$332K 0.73%
24,406
+2,441
+11% +$32.8K
HYT icon
14
BlackRock Corporate High Yield Fund
HYT
$1.36B
$317K 0.7%
29,464
+3,190
+12% +$33.9K
AWF
15
AllianceBernstein Global High Income Fund
AWF
$867M
$311K 0.68%
25,926
+2,868
+12% +$34K
CVX icon
16
Chevron
CVX
$388B
$275K 0.6%
2,321
+77
+3% +$9.35K
XOM icon
17
ExxonMobil
XOM
$651B
$239K 0.52%
3,379
+143
+4% +$10.3K
VZ icon
18
Verizon
VZ
$194B
$237K 0.52%
3,919
+172
+5% +$9.91K
HTD
19
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$924M
$220K 0.48%
+7,726
New +$201K
EVT icon
20
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.06B
$209K 0.46%
+8,519
New +$206K
ADX icon
21
Adams Diversified Equity Fund
ADX
$3.17B
$206K 0.45%
13,033
+1,252
+11% +$19.6K
CSQ icon
22
Calamos Strategic Total Return Fund
CSQ
$3.21B
$203K 0.45%
15,968
+1,601
+11% +$20.5K
ARCC icon
23
Ares Capital
ARCC
$13.5B
$192K 0.42%
10,326
– –
BIT icon
24
BlackRock Multi-Sector Income Trust
BIT
$696M
$187K 0.41%
+10,889
New +$187K
PDLI
25
DELISTED
PDL BioPharma, Inc.
PDLI
$176K 0.39%
81,713
-3,655
-4% -$9.77K
1
2

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MP
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RL
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PE
Platinum Equity Beverly Hills, California $32.3M AUM 17.64% 1-Year Est. Return
SP
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QCA
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WTG
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VL
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MAM
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SMH Capital Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, SMH Capital Advisors held 37 positions worth $45.5M, up 11% from $41M the previous quarter. Its ten largest holdings account for 86% of the portfolio.

SMH Capital Advisors deployed $5.6M of net new capital in Q3 2019, opening 5 new positions and adding to 20 existing holdings. Its largest new stake was Sculptor Capital Management, Inc. Class A Common Stock: 35,861 shares worth $699K.

By sector, the portfolio is most concentrated in Financials at 9.2% of assets, down from 9.2% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $129K trimmed.

  • SMH Capital Advisors's largest Q3 2019 buy was Sculptor Capital Management, Inc. Class A Common Stock: 35,861 shares worth $699K.
  • SMH Capital Advisors added most to iShares Core US Aggregate Bond ETF in Q3 2019, an estimated $127K increase.
  • SMH Capital Advisors's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $129K.
  • SMH Capital Advisors fully exited Vanguard FTSE Emerging Markets ETF in Q3 2019, selling an estimated $535K.
  • SMH Capital Advisors's ten largest holdings make up 86% of its $45.5M portfolio in Q3 2019.
  • SMH Capital Advisors opened 5 new positions and closed 3 in Q3 2019.
  • SMH Capital Advisors's portfolio value rose 11% quarter-over-quarter to $45.5M.

Based on SMH Capital Advisors's 13F filing for Q3 2019, filed 31 Oct 2019.