SMH Capital Advisors’s OAKTREE CAPITAL GROUP, LLC OAK Stock Holding History

SMH Capital Advisors’s Portfolio OAK Stock Details OAK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-4,355	Closed	-$216K	–	37
2019 Q2	$216K	Sell	4,355 -16,257	-79%	-$805K	0.53%	25
2019 Q1	$1.02M	Buy	20,612 +4	+0%	+$174	1.98%	9
2018 Q4	$819K	Buy	20,608 +4	+0%	+$164	1.66%	11
2018 Q3	$853K	Sell	20,604 -75	-0.4%	-$3.08K	1.46%	13
2018 Q2	$841K	Buy	20,679 +4	+0%	+$162	1.36%	13
2018 Q1	$819K	Buy	20,675 +4	+0%	+$171	1.26%	15
2017 Q4	$870K	Buy	+20,671	New	+$914K	1.46%	14

Other funds holding OAK

WCMNY

Westchester Capital Management (New York) Valhalla, New York $2.21B AUM 26.02% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

GCM

GoodHaven Capital Management Millburn, New Jersey $287M AUM 9.07% 1-Year Est. Return

Russell Investments Group London, United Kingdom $93.1B AUM 28.26% 1-Year Est. Return

Skandinaviska Enskilda Banken (SEB) Stockholm, Sweden $4.34B AUM 19.31% 1-Year Est. Return

GBA

Garrison Bradford & Associates New York $92.2M AUM 19.08% 1-Year Est. Return

CSIC

Clifford Swan Investment Counsel Pasadena, California $2.94B AUM 21.31% 1-Year Est. Return

ASN

Advisory Services Network Atlanta, Georgia $7.52B AUM 29.01% 1-Year Est. Return

ALPS Advisors Denver, Colorado $21.3B AUM 21.71% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return

SMH Capital Advisors's OAK Position: Q3 2019 in Review

SMH Capital Advisors sold out of OAKTREE CAPITAL GROUP, LLC (OAK) in Q3 2019, closing a stake of 4,355 shares — an estimated $216K sold.

SMH Capital Advisors first reported a position in OAK in Q4 2017 and held it in 7 quarters. The position peaked at $1.02M in Q1 2019. 21 funds tracked by Wall St. Rank hold OAK as of Q3 2019.

SMH Capital Advisors reported no remaining OAKTREE CAPITAL GROUP, LLC position as of Q3 2019 after selling out during the quarter.
SMH Capital Advisors sold 4,355 OAKTREE CAPITAL GROUP, LLC shares in Q3 2019, an estimated $216K.
SMH Capital Advisors first reported a position in OAKTREE CAPITAL GROUP, LLC in Q4 2017 and held it in 7 quarters.
SMH Capital Advisors's OAKTREE CAPITAL GROUP, LLC position peaked at $1.02M in Q1 2019.
21 funds tracked by Wall St. Rank held OAKTREE CAPITAL GROUP, LLC as of Q3 2019.

Based on SMH Capital Advisors's 13F filing for Q3 2019, filed 31 Oct 2019.