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SCA

SMH Capital Advisors Portfolio holdings

AUM $32.9M
1-Year Est. Return 1.53%
This Fund
S&P 500
This Quarter Est. Return
+0.93%
1 Year Est. Return
-1.53%
3 Year Est. Return
+6.5%
5 Year Est. Return
+6.6%
10 Year Est. Return
–
AUM
$58.3M
AUM Growth
-$3.36M
Cap. Flow
-$5.48M
Cap. Flow %
-9.4%
Top 10 Hldgs %
82.85%
Holding
33
New
3
Increased
17
Reduced
10
Closed
2

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$228K
2
VZ icon
Verizon
VZ
+$206K
3
XOM icon
ExxonMobil
XOM
+$192K
4
BIT icon
BlackRock Multi-Sector Income Trust
BIT
+$178K
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$101K

Top Sells

Rank Stock Value
1
KKR icon
KKR & Co
KKR
+$731K
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$68.6K
3
APO icon
Apollo Global Management
APO
+$52.2K
4
ARCC icon
Ares Capital
ARCC
+$4.34K
5
OAK
OAKTREE CAPITAL GROUP, LLC
OAK
+$3.08K

Sector Composition

Rank Sector Weight
1 Financials 11.99%
2 Technology 1.24%
3 Industrials 0.61%
4 Healthcare 0.42%
5 Communication Services 0.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGG icon
1
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.21M 2.07%
11,463
+2,154
+23% +$228K
OCSL icon
2
Oaktree Specialty Lending
OCSL
$1.03B
$1.19M 2.04%
80,148
+2,940
+4% +$43.4K
JNK icon
3
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$1.18M 2.02%
10,910
+942
+9% +$101K
PSEC icon
4
Prospect Capital
PSEC
$1.06B
$1.13M 1.94%
154,415
+5,494
+4% +$38.9K
APO icon
5
Apollo Global Management
APO
$70.7B
$947K 1.62%
27,409
-1,499
-5% -$52.2K
BX icon
6
Blackstone
BX
$104B
$941K 1.61%
24,724
+3
+0% +$108
OAK
7
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$853K 1.46%
20,604
-75
-0.4% -$3.08K
MFIC icon
8
MidCap Financial Investment
MFIC
$784M
$828K 1.42%
50,725
+2,515
+5% +$42.9K
REM icon
9
iShares Mortgage Real Estate ETF
REM
$542M
$745K 1.28%
17,109
+6
+0% +$268
IBM icon
10
IBM
IBM
$202B
$724K 1.24%
5,007
+127
+3% +$17.7K
ARCC icon
11
Ares Capital
ARCC
$13.5B
$625K 1.07%
36,385
-253
-0.7% -$4.34K
SPY icon
12
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$603K 1.03%
2,075
-241
-10% -$68.6K
SLRC icon
13
SLR Investment Corp
SLRC
$706M
$594K 1.02%
27,768
+1,730
+7% +$37K
SCU
14
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$530K 0.91%
35,843
-4
-0% -$76
CODI icon
15
Compass Diversified
CODI
$755M
$353K 0.61%
19,442
+4
+0% +$71
HYT icon
16
BlackRock Corporate High Yield Fund
HYT
$1.36B
$293K 0.5%
27,843
+5,930
+27% +$62.8K
AWF
17
AllianceBernstein Global High Income Fund
AWF
$867M
$286K 0.49%
24,506
+5,501
+29% +$63.9K
BTZ icon
18
BlackRock Credit Allocation Income Trust
BTZ
$927M
$286K 0.49%
23,359
+5,177
+28% +$63.5K
PDLI
19
DELISTED
PDL BioPharma, Inc.
PDLI
$246K 0.42%
93,708
+10,339
+12% +$25.4K
VZ icon
20
Verizon
VZ
$194B
$208K 0.36%
+3,891
New +$206K
ADX icon
21
Adams Diversified Equity Fund
ADX
$3.17B
$203K 0.35%
12,191
+2,184
+22% +$35.3K
CSQ icon
22
Calamos Strategic Total Return Fund
CSQ
$3.21B
$203K 0.35%
15,082
+2,603
+21% +$34.3K
XOM icon
23
ExxonMobil
XOM
$651B
$200K 0.34%
+2,353
New +$192K
BIT icon
24
BlackRock Multi-Sector Income Trust
BIT
$696M
$173K 0.3%
+10,252
New +$178K
TEI
25
Templeton Emerging Markets Income Fund
TEI
$310M
$165K 0.28%
16,543
+3,751
+29% +$38.4K
1
2

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SMH Capital Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, SMH Capital Advisors held 33 positions worth $58.3M, down 5.5% from $61.7M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

SMH Capital Advisors withdrew a net $5.48M in Q3 2018, closing 2 positions and reducing 10 holdings. Its most notable exit was KKR & Co, an estimated $731K position sold in full.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 12% a quarter earlier, followed by Technology and Industrials.

Against the trend, SMH Capital Advisors opened a new position in Verizon worth $208K.

  • SMH Capital Advisors's largest Q3 2018 buy was Verizon: 3,891 shares worth $208K.
  • SMH Capital Advisors added most to iShares Core US Aggregate Bond ETF in Q3 2018, an estimated $228K increase.
  • SMH Capital Advisors's biggest Q3 2018 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $68.6K.
  • SMH Capital Advisors fully exited KKR & Co in Q3 2018, selling an estimated $731K.
  • SMH Capital Advisors's ten largest holdings make up 83% of its $58.3M portfolio in Q3 2018.
  • SMH Capital Advisors opened 3 new positions and closed 2 in Q3 2018.
  • SMH Capital Advisors's portfolio value fell 5.5% quarter-over-quarter to $58.3M.

Based on SMH Capital Advisors's 13F filing for Q3 2018, filed 25 Oct 2018.