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SCA

SMH Capital Advisors Portfolio holdings

AUM $32.9M
1-Year Est. Return 1.53%
This Fund
S&P 500
This Quarter Est. Return
+2.82%
1 Year Est. Return
-1.53%
3 Year Est. Return
+6.5%
5 Year Est. Return
+6.6%
10 Year Est. Return
–
AUM
$46.1M
AUM Growth
+$3.28M
Cap. Flow
-$30M
Cap. Flow %
-64.95%
Top 10 Hldgs %
80.86%
Holding
50
New
5
Increased
9
Reduced
23
Closed
3

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$520K
2
TIP icon
iShares TIPS Bond ETF
TIP
+$496K
3
IIPR icon
Innovative Industrial Properties
IIPR
+$196K
4
EVT icon
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
+$193K
5
GDV icon
Gabelli Dividend & Income Trust
GDV
+$192K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$286K
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$259K
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$249K
4
APO icon
Apollo Global Management
APO
+$12.8K
5
JEF icon
Jefferies Financial Group
JEF
+$6.68K

Sector Composition

Rank Sector Weight
1 Financials 10.2%
2 Industrials 4.15%
3 Real Estate 2.13%
4 Communication Services 1.98%
5 Technology 1.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CODI icon
1
Compass Diversified
CODI
$755M
$1.71M 3.7%
76,032
+3,801
+5% +$74.5K
APO icon
2
Apollo Global Management
APO
$70.7B
$1.12M 2.44%
12,061
-145
-1% -$12.8K
MAIN icon
3
Main Street Capital
MAIN
$4.97B
$783K 1.7%
18,106
-60
-0.3% -$2.45K
PSEC icon
4
Prospect Capital
PSEC
$1.06B
$607K 1.32%
101,321
+601
+0.6% +$3.46K
IGSB icon
5
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$531K 1.15%
+10,353
New +$520K
TIP icon
6
iShares TIPS Bond ETF
TIP
$14.5B
$510K 1.11%
+4,744
New +$496K
IBM icon
7
IBM
IBM
$202B
$500K 1.08%
3,058
-7
-0.2% -$1.06K
VICI icon
8
VICI Properties
VICI
$29.4B
$490K 1.06%
15,377
+145
+1% +$4.26K
VZ icon
9
Verizon
VZ
$194B
$474K 1.03%
12,564
-166
-1% -$5.87K
NXDT
10
NexPoint Diversified Real Estate Trust
NXDT
$281M
$455K 0.99%
57,278
+492
+0.9% +$4.03K
T icon
11
AT&T
T
$165B
$440K 0.95%
26,212
-109
-0.4% -$1.72K
CSWC icon
12
Capital Southwest
CSWC
$1.46B
$402K 0.87%
16,944
-79
-0.5% -$1.76K
GROW icon
13
US Global Investors
GROW
$36.3M
$317K 0.69%
112,298
-1,025
-0.9% -$2.91K
AFCG
14
AFC Gamma
AFCG
$58.6M
$313K 0.68%
37,986
– –
KHC icon
15
Kraft Heinz
KHC
$30.4B
$305K 0.66%
8,243
-16
-0.2% -$544
PWP icon
16
Perella Weinberg Partners
PWP
$1.14B
$288K 0.62%
23,562
-234
-1% -$2.55K
JEF icon
17
Jefferies Financial Group
JEF
$12.9B
$282K 0.61%
6,969
-189
-3% -$6.68K
NIE
18
Virtus Equity & Convertible Income Fund
NIE
$718M
$280K 0.61%
13,401
-17
-0.1% -$344
HYT icon
19
BlackRock Corporate High Yield Fund
HYT
$1.36B
$272K 0.59%
28,846
-159
-0.5% -$1.39K
AWF
20
AllianceBernstein Global High Income Fund
AWF
$867M
$262K 0.57%
25,922
-199
-0.8% -$1.92K
HYG icon
21
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$262K 0.57%
3,380
– –
ADX icon
22
Adams Diversified Equity Fund
ADX
$3.17B
$252K 0.55%
14,245
-17
-0.1% -$289
CSQ icon
23
Calamos Strategic Total Return Fund
CSQ
$3.21B
$245K 0.53%
16,504
-182
-1% -$2.54K
BTZ icon
24
BlackRock Credit Allocation Income Trust
BTZ
$927M
$243K 0.53%
23,556
-188
-0.8% -$1.84K
IIPR icon
25
Innovative Industrial Properties
IIPR
$1.78B
$241K 0.52%
+2,390
New +$196K
1
2

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QCA
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SMH Capital Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, SMH Capital Advisors held 50 positions worth $46.1M, up 7.7% from $42.8M the previous quarter. Its ten largest holdings account for 81% of the portfolio.

SMH Capital Advisors withdrew a net $30M in Q4 2023, closing 3 positions and reducing 23 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $286K position sold in full.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Industrials and Real Estate.

Against the trend, SMH Capital Advisors opened a new position in iShares 1-5 Year Investment Grade Corporate Bond ETF worth $531K.

  • SMH Capital Advisors's largest Q4 2023 buy was iShares 1-5 Year Investment Grade Corporate Bond ETF: 10,353 shares worth $531K.
  • SMH Capital Advisors added most to Compass Diversified in Q4 2023, an estimated $74.5K increase.
  • SMH Capital Advisors's biggest Q4 2023 reduction was Apollo Global Management, cutting an estimated $12.8K.
  • SMH Capital Advisors fully exited Invesco QQQ Trust in Q4 2023, selling an estimated $286K.
  • SMH Capital Advisors's ten largest holdings make up 81% of its $46.1M portfolio in Q4 2023.
  • SMH Capital Advisors opened 5 new positions and closed 3 in Q4 2023.
  • SMH Capital Advisors's portfolio value rose 7.7% quarter-over-quarter to $46.1M.

Based on SMH Capital Advisors's 13F filing for Q4 2023, filed 6 Feb 2024.