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SMH Capital Advisors’s Capital Southwest CSWC Stock Holding History

SMH Capital Advisors’s Portfolio CSWC Stock Details CSWC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$1.73M Sell
1,733
-76,671
-98% -$1.74M 5.26% 3
2025
Q4 		$1.74M Buy
78,404
+1,895
+2% +$40K 3.53% 5
2025
Q3 		$1.55M Buy
76,509
+31,294
+69% +$712K 3.17% 5
2025
Q2 		$997K Sell
45,215
-766
-2% -$15.8K 2.26% 9
2025
Q1 		$1.03M Sell
45,981
-1,062
-2% -$24K 2.38% 9
2024
Q4 		$1.03M Buy
47,043
+31,097
+195% +$732K 2.48% 10
2024
Q3 		$403K Sell
15,946
-197
-1% -$4.99K 1.25% 17
2024
Q2 		$421K Sell
16,143
-1,205
-7% -$30.9K 1.29% 16
2024
Q1 		$433K Buy
17,348
+404
+2% +$9.85K 1.17% 14
2023
Q4 		$402K Sell
16,944
-79
-0.5% -$1.76K 0.87% 16
2023
Q3 		$390K Buy
17,023
+592
+4% +$12.8K 0.91% 14
2023
Q2 		$324K Sell
16,431
-786
-5% -$14.5K 0.7% 23
2023
Q1 		$312K Sell
17,217
-718
-4% -$13.2K 1.85% 19
2022
Q4 		$307K Buy
+17,935
New +$321K 0.45% 34

Other funds holding CSWC

Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
SMH
Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return
SIS
Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
EF
Empowered Funds Havertown, Pennsylvania $15.7B AUM 34.02% 1-Year Est. Return
EF
Empirical Finance Havertown, Pennsylvania $2.13B AUM 29.56% 1-Year Est. Return
MW
Melia Wealth Tulsa, Oklahoma $207M AUM 13.85% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

SMH Capital Advisors's CSWC Position: Q1 2026 in Review

SMH Capital Advisors reduced its Capital Southwest (CSWC) stake by 98% in Q1 2026, selling an estimated $1.74M and leaving 1,733 shares worth $1.73M. The position accounts for 5.26% of the portfolio, ranked #3.

SMH Capital Advisors first reported a position in CSWC in Q4 2022 and has held it in 14 quarters since. The position peaked at $1.74M in Q4 2025. 168 funds tracked by Wall St. Rank hold CSWC as of Q1 2026.

  • SMH Capital Advisors held 1,733 shares of Capital Southwest worth $1.73M as of Q1 2026.
  • SMH Capital Advisors sold 76,671 Capital Southwest shares in Q1 2026, an estimated $1.74M.
  • Capital Southwest made up 5.26% of SMH Capital Advisors's portfolio in Q1 2026, its #3 holding.
  • SMH Capital Advisors first reported a position in Capital Southwest in Q4 2022 and has held it in 14 quarters since.
  • SMH Capital Advisors's Capital Southwest position peaked at $1.74M in Q4 2025.
  • 168 funds tracked by Wall St. Rank held Capital Southwest as of Q1 2026.

Based on SMH Capital Advisors's 13F filing for Q1 2026, filed 10 Apr 2026.