SMH Capital Advisors’s Capital Southwest CSWC Stock Holding History

SMH Capital Advisors’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$1.86M	Buy	80,526 +454	+0.6%	+$11K	7.05%	2
2026 Q2	$1.9M	Buy	80,072 +1,708	+2%	+$40K	7.46%	2
2026 Q1	$1.73M	Sell	78,364 -40	-0.1%	-$905	4.9%	3
2025 Q4	$1.74M	Buy	78,404 +1,895	+2%	+$40K	3.53%	5
2025 Q3	$1.55M	Buy	76,509 +31,294	+69%	+$712K	3.17%	5
2025 Q2	$997K	Sell	45,215 -766	-2%	-$15.8K	2.26%	9
2025 Q1	$1.03M	Sell	45,981 -1,062	-2%	-$24K	2.38%	9
2024 Q4	$1.03M	Buy	47,043 +31,097	+195%	+$732K	2.48%	10
2024 Q3	$403K	Sell	15,946 -197	-1%	-$4.99K	1.25%	17
2024 Q2	$421K	Sell	16,143 -1,205	-7%	-$30.9K	1.29%	16
2024 Q1	$433K	Buy	17,348 +404	+2%	+$9.9K	1.17%	14
2023 Q4	$402K	Sell	16,944 -79	-0.5%	-$1.76K	0.87%	16
2023 Q3	$390K	Buy	17,023 +592	+4%	+$12.8K	0.91%	14
2023 Q2	$324K	Sell	16,431 -786	-5%	-$14.5K	0.7%	23
2023 Q1	$312K	Sell	17,217 -718	-4%	-$13.2K	1.85%	19
2022 Q4	$307K	Buy	+17,935	New	+$321K	0.45%	34

Other funds holding CSWC

UBS Group Zurich, Switzerland $765B AUM 28.39% 1-Year Est. Return

Sound Income Strategies Ft Lauderdale, Florida $2.24B AUM 8.38% 1-Year Est. Return

Sanders Morris Harris Houston, Texas $755M AUM 11.28% 1-Year Est. Return

Muzinich & Co New York $301M AUM 12.49% 1-Year Est. Return

Columbus Macro New Castle, Pennsylvania $1.03B AUM 10.45% 1-Year Est. Return

Tectonic Advisors Frisco, Texas $2.16B AUM 10.32% 1-Year Est. Return

Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $174B AUM 33.96% 1-Year Est. Return

EPIQ Partners Minneapolis, Minnesota $232M AUM 9.01% 1-Year Est. Return

Union Bancaire Privee Geneva 1, Switzerland $10.3B AUM 29.94% 1-Year Est. Return

Womack Financial Dallas, Texas $152M AUM 18.25% 1-Year Est. Return

SMH Capital Advisors's CSWC Position: Q3 2026 in Review

SMH Capital Advisors increased its Capital Southwest (CSWC) stake by 0.57% in Q3 2026, buying an estimated $11K and bringing the position to 80,526 shares worth $1.86M. The position accounts for 7.05% of the portfolio, ranked #2.

SMH Capital Advisors first reported a position in CSWC in Q4 2022 and has held it in 16 quarters since. The position peaked at $1.9M in Q2 2026. 95 funds tracked by Wall St. Rank hold CSWC as of Q3 2026.

SMH Capital Advisors held 80,526 shares of Capital Southwest worth $1.86M as of Q3 2026.
SMH Capital Advisors bought 454 Capital Southwest shares in Q3 2026, an estimated $11K.
Capital Southwest made up 7.05% of SMH Capital Advisors's portfolio in Q3 2026, its #2 holding.
SMH Capital Advisors first reported a position in Capital Southwest in Q4 2022 and has held it in 16 quarters since.
SMH Capital Advisors's Capital Southwest position peaked at $1.9M in Q2 2026.
95 funds tracked by Wall St. Rank held Capital Southwest as of Q3 2026.

Based on SMH Capital Advisors's 13F filing for Q3 2026, filed 29 Oct 2026.