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Capital Southwest

142 hedge funds and large institutions have $262M invested in Capital Southwest in 2024 Q1 according to their latest regulatory filings, with 30 funds opening new positions, 56 increasing their positions, 33 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

121% more call options, than puts

Call options by funds: $5.49M | Put options by funds: $2.48M

70% more repeat investments, than reductions

Existing positions increased: 56 | Existing positions reduced: 33

30% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 23

8% more capital invested

Capital invested by funds: $244M → $262M (+$18.3M)

4% more funds holding

Funds holding: 136142 (+6)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

1.29% less ownership

Funds ownership: 25.73%24.44% (-1.3%)

Holders
142
Holders Change
+6
Holders Change %
+4.41%
% of All Funds
2.05%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
30
Increased
56
Reduced
33
Closed
23
Calls
$5.49M
Puts
$2.48M
Net Calls
+$3.01M
Net Calls Change
+$1.41M
Name Holding Trade Value Shares
Change
Change in
Stake
VanEck Associates
1
VanEck Associates
New York
$21.1M +$2.82M +115,727 +16%
PAIM
2
Punch & Associates Investment Management
Minnesota
$16.7M -$2.75M -112,673 -14%
SMH
3
Sanders Morris Harris
Texas
$16.1M +$15.7M +644,206 New
ZIG
4
Zuckerman Investment Group
Illinois
$16.1M +$731K +29,983 +5%
SIS
5
Sound Income Strategies
Florida
$13.7M +$423K +17,348 +3%
BPA
6
Beacon Pointe Advisors
California
$10.9M +$780K +31,978 +8%
Two Sigma Investments
7
Two Sigma Investments
New York
$9.95M +$482K +19,757 +5%
Two Sigma Advisers
8
Two Sigma Advisers
New York
$9.63M +$836K +34,300 +10%
First Manhattan
9
First Manhattan
New York
$9.32M -$77.3K -3,169 -0.8%
MW
10
Melia Wealth
Oklahoma
$9.29M -$7.57M -310,264 -45%
Legal & General Group
11
Legal & General Group
United Kingdom
$8.21M +$488K +20,021 +6%
TA
12
Tectonic Advisors
Texas
$6.41M +$360K +14,763 +6%
HWAM
13
Hennion & Walsh Asset Management
New Jersey
$5.97M -$193K -7,924 -3%
Morgan Stanley
14
Morgan Stanley
New York
$4.8M +$325K +13,322 +7%
GWI
15
Grace & White Inc
New York
$4.41M
AAM
16
Advisors Asset Management
Colorado
$4.27M +$192K +7,855 +5%
BlackRock
17
BlackRock
New York
$3.96M -$790K -32,417 -17%
LPL Financial
18
LPL Financial
California
$3.83M +$198K +8,104 +6%
MCM
19
McKinley Capital Management
Alaska
$3.01M -$51.1K -2,097 -2%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$2.94M +$68.9K +2,826 +2%
Citadel Advisors
21
Citadel Advisors
Florida
$2.94M +$875K +35,879 +44%
Franklin Resources
22
Franklin Resources
California
$2.71M +$2.65M +108,560 New
Ameriprise
23
Ameriprise
Minnesota
$2.5M -$1.43M -58,737 -37%
TCWM
24
Total Clarity Wealth Management
Illinois
$2.43M +$75.6K +3,100 +3%
CIM
25
Confluence Investment Management
Missouri
$2.39M -$7.92K -325 -0.3%

CSWC Hedge Fund Activity: Q1 2024 in Review

142 of the 6,942 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q1 2024, worth a combined $262M — up 7.5% from $244M a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new CSWC positions and 23 closed out — a net gain of 7 holders — while 56 added to existing stakes and 33 trimmed.

The largest buyer was Sanders Morris Harris, opening a new position worth an estimated $15.7M. The largest seller was Invesco, cutting an estimated $8.49M.

  • 142 institutional investors held Capital Southwest (CSWC) as of Q1 2024, up from 136 in Q4 2023.
  • Funds reported $262M of Capital Southwest stock for Q1 2024, up 7.5% quarter-over-quarter.
  • 30 funds opened new Capital Southwest positions in Q1 2024 and 23 closed out, a net change of +7 holders.
  • The largest Capital Southwest buyer in Q1 2024 was Sanders Morris Harris, an estimated $15.7M added.
  • The largest Capital Southwest seller in Q1 2024 was Invesco, an estimated $8.49M sold.

Based on aggregated 13F filings for Q1 2024.