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Capital Southwest
CSWC

Overview Fund Activity

89 hedge funds and large institutions have $149M invested in Capital Southwest in 2022 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 29 increasing their positions, 25 reducing their positions, and 15 closing their positions.

Holders
89
Holders Change
-2
Holders Change %
-2.2%
% of All Funds
1.41%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
13
Increased
29
Reduced
25
Closed
15
Calls
$1.73M
Puts
$1.02M
Net Calls
+$716K
Net Calls Change
+$658K

Top Buyers

1
VanEck Associates
1
VanEck Associates
New York
$14.1M
2
Millennium Management
2
Millennium Management
New York
$3.45M
3
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
3
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
$3.15M
4
JPMPWA
4
J.P. Morgan Private Wealth Advisors
California
$1.09M
5
D.E. Shaw & Co
5
D.E. Shaw & Co
New York
$1.2M

Top Sellers

1
Mackenzie Financial
1
Mackenzie Financial
Ontario, Canada
$0
2
AM
2
Ares Management
California
$0
3
QC
3
Quadrature Capital
United Kingdom
$749K
4
Bank of America
4
Bank of America
North Carolina
$152K
5
BlackRock
5
BlackRock
New York
$3.26M
Name Market Value Shares Shares
Change 		Shares
Change %
SMH
1
Sanders Morris Harris
Texas
$17.5M 737,659 -3,750 -0.5%
ZIG
2
Zuckerman Investment Group
Illinois
$14.3M 602,115 -5,560 -0.9%
VanEck Associates
3
VanEck Associates
New York
$14.1M 592,968 +213,942 +56%
PAIM
4
Punch & Associates Investment Management
Minnesota
$12.3M 516,624 +14,349 +3%
First Manhattan
5
First Manhattan
New York
$10.4M 436,471 +97 +0%
SIS
6
Sound Income Strategies
Florida
$8.87M 373,802 -937 -0.3%
AAM
7
Advisors Asset Management
Colorado
$4.66M 196,419 +10,650 +6%
Two Sigma Advisers
8
Two Sigma Advisers
New York
$4.26M 179,300 -100 -0.1%
Two Sigma Investments
9
Two Sigma Investments
New York
$4.02M 169,315 -12,912 -7%
Millennium Management
10
Millennium Management
New York
$3.45M 145,184 +145,184 New
BlackRock
11
BlackRock
New York
$3.26M 137,341 -23,381 -15%
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
12
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
$3.15M 132,900 +132,900 New
Legal & General Group
13
Legal & General Group
United Kingdom
$3.04M 128,001 +4,498 +4%
MCM
14
Moerus Capital Management
New York
$3.03M 127,786 – –
HWAM
15
Hennion & Walsh Asset Management
New Jersey
$2.87M 120,777 -23,054 -16%
GWI
16
Grace & White Inc
New York
$2.86M 120,600 – –
MCM
17
McKinley Capital Management
Alaska
$2.86M 120,564 +21,656 +22%
CIM
18
Confluence Investment Management
Missouri
$2.55M 107,591 +295 +0.3%
Marshall Wace
19
Marshall Wace
United Kingdom
$2.03M 85,560 +33,250 +64%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$1.67M 70,186 +5,886 +9%
Morgan Stanley
21
Morgan Stanley
New York
$1.55M 65,460 +8,745 +15%
TA
22
Tectonic Advisors
Texas
$1.39M 58,365 +8,549 +17%
Ameriprise
23
Ameriprise
Minnesota
$1.3M 54,597 -2,857 -5%
LPL Financial
24
LPL Financial
California
$1.28M 53,783 +10,872 +25%
BRWA
25
B. Riley Wealth Advisors
Florida
$1.24M 52,414 +126 +0.2%
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