CSWC icon

Capital Southwest
CSWC

Overview Fund Activity

91 hedge funds and large institutions have $148M invested in Capital Southwest in 2021 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 24 increasing their positions, 26 reducing their positions, and 10 closing their positions.

Holders
91
Holders Change
+8
Holders Change %
+9.64%
% of All Funds
1.41%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.03%
New
19
Increased
24
Reduced
26
Closed
10
Calls
$1.62M
Puts
$1.57M
Net Calls
+$58K
Net Calls Change
+$1.55M

Top Buyers

1
QC
1
Quadrature Capital
United Kingdom
$2.24M
2
VanEck Associates
2
VanEck Associates
New York
$9.58M
3
MCM
3
McKinley Capital Management
Alaska
$2.5M
4
Ameriprise
4
Ameriprise
Minnesota
$1.45M
5
Marshall Wace
5
Marshall Wace
United Kingdom
$1.32M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$1.43M
2
Two Sigma Advisers
2
Two Sigma Advisers
New York
$4.54M
3
Millennium Management
3
Millennium Management
New York
$0
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$449K
5
First Manhattan
5
First Manhattan
New York
$11M
Name Market Value Shares Shares
Change 		Shares
Change %
SMH
1
Sanders Morris Harris
Texas
$18.7M 741,409 -3,395 -0.5%
ZIG
2
Zuckerman Investment Group
Illinois
$15.4M 607,675 -4,307 -0.7%
PAIM
3
Punch & Associates Investment Management
Minnesota
$12.7M 502,275 +10,941 +2%
First Manhattan
4
First Manhattan
New York
$11M 436,374 -16,620 -4%
VanEck Associates
5
VanEck Associates
New York
$9.58M 379,026 +44,394 +13%
SIS
6
Sound Income Strategies
Florida
$9.47M 374,739 +3,929 +1%
AAM
7
Advisors Asset Management
Colorado
$4.7M 185,769 +10,557 +6%
Two Sigma Investments
8
Two Sigma Investments
New York
$4.61M 182,227 -8,281 -4%
Two Sigma Advisers
9
Two Sigma Advisers
New York
$4.54M 179,400 -24,500 -12%
BlackRock
10
BlackRock
New York
$4.06M 160,722 +11,416 +8%
HWAM
11
Hennion & Walsh Asset Management
New Jersey
$3.64M 143,831 -5,317 -4%
MCM
12
Moerus Capital Management
New York
$3.23M 127,786 -7,288 -5%
Legal & General Group
13
Legal & General Group
United Kingdom
$3.12M 123,503 – –
GWI
14
Grace & White Inc
New York
$3.05M 120,600 – –
CIM
15
Confluence Investment Management
Missouri
$2.71M 107,296 +398 +0.4%
MCM
16
McKinley Capital Management
Alaska
$2.5M 98,908 +40,949 +71%
QC
17
Quadrature Capital
United Kingdom
$2.24M 88,550 +59,760 +208%
Mackenzie Financial
18
Mackenzie Financial
Ontario, Canada
$1.65M 65,299 +124 +0.2%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$1.63M 64,300 -1,043 -2%
AM
20
Ares Management
California
$1.6M 63,104 – –
Ameriprise
21
Ameriprise
Minnesota
$1.45M 57,454 +28,385 +98%
Morgan Stanley
22
Morgan Stanley
New York
$1.43M 56,715 -27,592 -33%
BRWA
23
B. Riley Wealth Advisors
Florida
$1.32M 52,288 -4,021 -7%
Marshall Wace
24
Marshall Wace
United Kingdom
$1.32M 52,310 +27,378 +110%
TA
25
Tectonic Advisors
Texas
$1.26M 49,816 +14,985 +43%
1
2 3 4 5