Ameriprise’s Capital Southwest CSWC Stock Holding History

Ameriprise’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$2.35M	Buy	105,475 +85,369	+425%	+$1.93M	﹤0.01%	2876
2025 Q4	$445K	Buy	+20,106	New	+$424K	﹤0.01%	3669
2025 Q3	–	Sell	-69,501	Closed	-$1.53M	–	4081
2025 Q2	$1.53M	Sell	69,501 -21,150	-23%	-$435K	﹤0.01%	3089
2025 Q1	$2.02M	Sell	90,651 -586	-0.6%	-$13.2K	﹤0.01%	2895
2024 Q4	$1.99M	Buy	91,237 +6,781	+8%	+$160K	﹤0.01%	2931
2024 Q3	$2.14M	Buy	84,456 +4,925	+6%	+$125K	﹤0.01%	2886
2024 Q2	$2.07M	Sell	79,531 -20,747	-21%	-$532K	﹤0.01%	2847
2024 Q1	$2.5M	Sell	100,278 -58,737	-37%	-$1.43M	﹤0.01%	2764
2023 Q4	$3.77M	Buy	159,015 +71,264	+81%	+$1.59M	﹤0.01%	2545
2023 Q3	$2.01M	Sell	87,751 -7,345	-8%	-$159K	﹤0.01%	2814
2023 Q2	$1.88M	Buy	95,096 +9,186	+11%	+$169K	﹤0.01%	2907
2023 Q1	$1.52M	Buy	85,910 +2,525	+3%	+$46.5K	﹤0.01%	2958
2022 Q4	$1.43M	Buy	83,385 +10,484	+14%	+$187K	﹤0.01%	2960
2022 Q3	$1.23M	Buy	72,901 +11,227	+18%	+$216K	﹤0.01%	3013
2022 Q2	$1.13M	Buy	61,674 +7,077	+13%	+$156K	﹤0.01%	3071
2022 Q1	$1.3M	Sell	54,597 -2,857	-5%	-$70K	﹤0.01%	3093
2021 Q4	$1.45M	Buy	57,454 +28,385	+98%	+$758K	﹤0.01%	3086
2021 Q3	$734K	Sell	29,069 -29,651	-50%	-$772K	﹤0.01%	3280
2021 Q2	$1.36M	Sell	58,720 -2,316	-4%	-$57.4K	﹤0.01%	3091
2021 Q1	$1.35M	Buy	+61,036	New	+$1.25M	﹤0.01%	3012
2017 Q2	–	Sell	-111,251	Closed	-$1.88M	–	3737
2017 Q1	$1.88M	Hold	111,251	–	–	﹤0.01%	2602
2016 Q4	$1.8M	Hold	111,251	–	–	﹤0.01%	2680
2016 Q3	$1.64M	Buy	111,251 +15,661	+16%	+$228K	﹤0.01%	2668
2016 Q2	$1.31M	Buy	95,590 +18,832	+25%	+$262K	﹤0.01%	2753
2016 Q1	$1.06M	Buy	76,758 +9,980	+15%	+$140K	﹤0.01%	2817
2015 Q4	$927K	Sell	66,778 -115,125	-63%	-$1.69M	﹤0.01%	2994
2015 Q3	$3.17M	Sell	181,903 -110,371	-38%	-$1.94M	﹤0.01%	2322
2015 Q2	$5.36M	Sell	292,274 -45,655	-14%	-$823K	﹤0.01%	2102
2015 Q1	$5.76M	Hold	337,929	–	–	﹤0.01%	2007
2014 Q4	$4.7M	Sell	337,929 -544	-0.2%	-$7.41K	﹤0.01%	2095
2014 Q3	$4.45M	Hold	338,473	–	–	﹤0.01%	2097
2014 Q2	$4.47M	Sell	338,473 -6,974	-2%	-$90K	﹤0.01%	2143
2014 Q1	$4.4M	Hold	345,447	–	–	﹤0.01%	2107
2013 Q4	$4.42M	Sell	345,447 -2,288	-0.7%	-$28.1K	﹤0.01%	2061
2013 Q3	$4.37M	Sell	347,735 -1,852	-0.5%	-$24K	﹤0.01%	2031
2013 Q2	$4.42M	Buy	+349,587	New	+$4.12M	﹤0.01%	1956

Other funds holding CSWC

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

SMH

Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Empowered Funds Havertown, Pennsylvania $15.7B AUM 34.02% 1-Year Est. Return

Empirical Finance Havertown, Pennsylvania $2.13B AUM 29.56% 1-Year Est. Return

Melia Wealth Tulsa, Oklahoma $207M AUM 13.85% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Ameriprise's CSWC Position: Q1 2026 in Review

Ameriprise increased its Capital Southwest (CSWC) stake by 425% in Q1 2026, buying an estimated $1.93M and bringing the position to 105,475 shares worth $2.35M. The position accounts for ﹤0.01% of the portfolio, ranked #2876.

Ameriprise first reported a position in CSWC in Q2 2013 and has held it in 36 quarters since. The position peaked at $5.76M in Q1 2015. 168 funds tracked by Wall St. Rank hold CSWC as of Q1 2026.

Ameriprise held 105,475 shares of Capital Southwest worth $2.35M as of Q1 2026.
Ameriprise bought 85,369 Capital Southwest shares in Q1 2026, an estimated $1.93M.
Capital Southwest made up ﹤0.01% of Ameriprise's portfolio in Q1 2026, its #2876 holding.
Ameriprise first reported a position in Capital Southwest in Q2 2013 and has held it in 36 quarters since.
Ameriprise's Capital Southwest position peaked at $5.76M in Q1 2015.
168 funds tracked by Wall St. Rank held Capital Southwest as of Q1 2026.

Based on Ameriprise's 13F filing for Q1 2026, filed 15 May 2026.