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Capital Southwest
CSWC

Overview Fund Activity

63 hedge funds and large institutions have $290M invested in Capital Southwest in 2014 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 15 increasing their positions, 22 reducing their positions, and 16 closing their positions.

Holders
63
Holders Change
-9
Holders Change %
-12.5%
% of All Funds
1.83%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
7
Increased
15
Reduced
22
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ZIG
1
Zuckerman Investment Group
Illinois
$51M
2
RRC
2
Red Rocks Capital
Colorado
$22.5M
3
AR
3
Advisory Research
Illinois
$33.6M
4
CCP
4
Centaur Capital Partners
Texas
$1.79M
5
Schroder Investment Management Group
5
Schroder Investment Management Group
United Kingdom
$14.2M

Top Sellers

1
Dimensional Fund Advisors
1
Dimensional Fund Advisors
Texas
$25.5M
2
Northern Trust
2
Northern Trust
Illinois
$388K
3
Deutsche Bank
3
Deutsche Bank
Germany
$0
4
TAM
4
Third Avenue Management
New York
$5.38M
5
PP
5
Paloma Partners
Connecticut
$0
Name Market Value Shares Shares
Change 		Shares
Change %
ZIG
1
Zuckerman Investment Group
Illinois
$51M 1,427,041 +154,545 +12%
AR
2
Advisory Research
Illinois
$33.6M 938,113 +85,252 +10%
First Manhattan
3
First Manhattan
New York
$28.9M 807,719 -178 -0%
RRAM
4
River Road Asset Management
Kentucky
$26.3M 734,453 -27,778 -4%
Dimensional Fund Advisors
5
Dimensional Fund Advisors
Texas
$25.5M 712,821 -126,880 -15%
RRC
6
Red Rocks Capital
Colorado
$22.5M 629,964 +110,088 +21%
T. Rowe Price Associates
7
T. Rowe Price Associates
Maryland
$16.2M 453,250 -35,240 -7%
Schroder Investment Management Group
8
Schroder Investment Management Group
United Kingdom
$14.2M 397,964 +37,859 +11%
U
9
UBS
Switzerland
$8.93M 249,697 -23,301 -9%
Boston Partners
10
Boston Partners
Massachusetts
$6.51M 182,026 – –
Comerica Bank
11
Comerica Bank
Texas
$6.03M 168,583 +19,835 +13%
TAM
12
Third Avenue Management
New York
$5.38M 150,348 -62,024 -29%
GWI
13
Grace & White Inc
New York
$4.94M 137,956 – –
Ameriprise
14
Ameriprise
Minnesota
$4.45M 124,256 – –
AI
15
Ariel Investments
Illinois
$3.06M 85,400 +4,800 +6%
AAM
16
Advisors Asset Management
Colorado
$2.83M 79,222 -3,967 -5%
Invesco
17
Invesco
Georgia
$2.76M 77,161 -15,212 -16%
Goldman Sachs
18
Goldman Sachs
New York
$2.71M 75,784 +15,892 +27%
BG
19
BlackRock Group
United Kingdom
$2.32M 64,945 -8,656 -12%
SMDAM
20
Sumitomo Mitsui DS Asset Management
Japan
$2.24M 62,652 +1,120 +2%
CCP
21
Centaur Capital Partners
Texas
$1.79M 50,000 +50,000 New
Harris Associates
22
Harris Associates
Illinois
$1.64M 45,928 – –
WBC
23
Westpac Banking Corp
Australia
$1.57M 43,848 – –
ZCM
24
Zebra Capital Management
Connecticut
$1.42M 39,605 -432 -1%
BCM
25
Bridgeway Capital Management
Texas
$1.4M 39,200 – –
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