Schroder Investment Management Group’s Capital Southwest CSWC Stock Holding History

Schroder Investment Management Group’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-1,051,911	Closed	-$14.6M	–	1242
2014 Q4	$14.6M	Sell	1,051,911 -32,143	-3%	-$438K	0.03%	557
2014 Q3	$14.2M	Buy	1,084,054 +103,128	+11%	+$1.41M	0.02%	582
2014 Q2	$13M	Buy	980,926 +611,421	+165%	+$7.89M	0.02%	579
2014 Q1	$4.71M	Sell	369,505 -8,684	-2%	-$110K	0.01%	784
2013 Q4	$4.84M	Sell	378,189 -20,158	-5%	-$247K	0.01%	807
2013 Q3	$5M	Buy	398,347 +2,179	+0.6%	+$28.2K	0.01%	771
2013 Q2	$5.01M	Buy	+396,168	New	+$4.66M	0.01%	750

Other funds holding CSWC

ZIG

Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return

MCP

Moab Capital Partners Southampton, New York $41M AUM 33.21% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

RRAM

River Road Asset Management Louisville, Kentucky $8.99B AUM 12.83% 1-Year Est. Return

Clover Partners Dallas, Texas $43.1M AUM 4.09% 1-Year Est. Return

Advisory Research Chicago, Illinois $813M AUM 36.71% 1-Year Est. Return

ICM

ISZO Capital Management New York $2M AUM 35.61% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

Schroder Investment Management Group's CSWC Position: Q1 2015 in Review

Schroder Investment Management Group sold out of Capital Southwest (CSWC) in Q1 2015, closing a stake of 1,051,911 shares — an estimated $14.6M sold.

Schroder Investment Management Group first reported a position in CSWC in Q2 2013 and held it in 7 quarters. The position peaked at $14.6M in Q4 2014. 66 funds tracked by Wall St. Rank hold CSWC as of Q1 2015.

Schroder Investment Management Group reported no remaining Capital Southwest position as of Q1 2015 after selling out during the quarter.
Schroder Investment Management Group sold 1,051,911 Capital Southwest shares in Q1 2015, an estimated $14.6M.
Schroder Investment Management Group first reported a position in Capital Southwest in Q2 2013 and held it in 7 quarters.
Schroder Investment Management Group's Capital Southwest position peaked at $14.6M in Q4 2014.
66 funds tracked by Wall St. Rank held Capital Southwest as of Q1 2015.

Based on Schroder Investment Management Group's 13F filing for Q1 2015, filed 12 May 2015.