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Capital Southwest
CSWC

Overview Fund Activity

63 hedge funds and large institutions have $307M invested in Capital Southwest in 2014 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 15 increasing their positions, 23 reducing their positions, and 9 closing their positions.

Holders
63
Holders Change
–
Holders Change %
0%
% of All Funds
1.68%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.08%
New
11
Increased
15
Reduced
23
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$11.6M
2
Comerica Bank
2
Comerica Bank
Texas
$17.3M
3
UBS Group
3
UBS Group
Switzerland
$10.4M
4
RRAM
4
River Road Asset Management
Kentucky
$35.8M
5
First Manhattan
5
First Manhattan
New York
$35.9M

Top Sellers

1
Dimensional Fund Advisors
1
Dimensional Fund Advisors
Texas
$0
2
T. Rowe Price Associates
2
T. Rowe Price Associates
Maryland
$0
3
BCM
3
Bridgeway Capital Management
Texas
$0
4
SMDAM
4
Sumitomo Mitsui DS Asset Management
Japan
$989K
5
Goldman Sachs
5
Goldman Sachs
New York
$2.02M
Name Market Value Shares Shares
Change 		Shares
Change %
ZIG
1
Zuckerman Investment Group
Illinois
$55.7M 1,468,412 +41,371 +3%
First Manhattan
2
First Manhattan
New York
$35.9M 947,026 +139,307 +17%
RRAM
3
River Road Asset Management
Kentucky
$35.8M 945,311 +210,858 +29%
AR
4
Advisory Research
Illinois
$34.8M 917,076 -21,037 -2%
RRC
5
Red Rocks Capital
Colorado
$23.6M 621,464 -8,500 -1%
Comerica Bank
6
Comerica Bank
Texas
$17.3M 455,376 +286,793 +170%
Schroder Investment Management Group
7
Schroder Investment Management Group
United Kingdom
$14.6M 386,164 -11,800 -3%
Lazard Asset Management
8
Lazard Asset Management
New York
$11.6M 304,937 +304,937 New
UBS Group
9
UBS Group
Switzerland
$10.4M 275,081 +275,081 New
Boston Partners
10
Boston Partners
Massachusetts
$9.85M 259,760 +77,734 +43%
TAM
11
Third Avenue Management
New York
$5.7M 150,348 – –
GWI
12
Grace & White Inc
New York
$5.23M 137,956 – –
AI
13
Ariel Investments
Illinois
$4.78M 126,000 +40,600 +48%
Ameriprise
14
Ameriprise
Minnesota
$4.7M 124,056 -200 -0.2%
Invesco
15
Invesco
Georgia
$2.81M 74,030 -3,131 -4%
CCP
16
Centaur Capital Partners
Texas
$2.78M 73,250 +23,250 +47%
AAM
17
Advisors Asset Management
Colorado
$2.69M 70,853 -8,369 -11%
Morgan Stanley
18
Morgan Stanley
New York
$2.31M 60,839 +53,594 +740%
BG
19
BlackRock Group
United Kingdom
$2.15M 56,664 -8,281 -13%
Two Sigma Investments
20
Two Sigma Investments
New York
$2.08M 54,808 +54,808 New
Goldman Sachs
21
Goldman Sachs
New York
$2.02M 53,323 -22,461 -30%
Harris Associates
22
Harris Associates
Illinois
$1.74M 45,928 – –
WBC
23
Westpac Banking Corp
Australia
$1.66M 43,848 – –
ZCM
24
Zebra Capital Management
Connecticut
$1.47M 38,770 -835 -2%
LCS
25
Levin Capital Strategies
New York
$1.46M 38,525 +38,525 New
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