Capital Southwest
CSWC
63 hedge funds and large institutions have $307M invested in Capital Southwest in 2014 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 15 increasing their positions, 23 reducing their positions, and 9 closing their positions.
50% more funds holding in top 10
Funds holding in top 10: 2 → 3 (+1)
22% more first-time investments, than exits
New positions opened: 11 | Existing positions closed: 9
6% more capital invested
Capital invested by funds: $290M → $307M (+$17.6M)
0% more funds holding
Funds holding: 63 → 63 (0)
35% less repeat investments, than reductions
Existing positions increased: 15 | Existing positions reduced: 23
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Lazard Asset Management
New York
|
+$11.3M |
| 2 |
Comerica Bank
Dallas,
Texas
|
+$10.6M |
| 3 |
RRAM
River Road Asset Management
Louisville,
Kentucky
|
+$7.83M |
| 4 |
First Manhattan
New York
|
+$5.17M |
| 5 |
Boston Partners
Boston,
Massachusetts
|
+$2.89M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Dimensional Fund Advisors
Austin,
Texas
|
-$25.5M |
| 2 |
T. Rowe Price Associates
Baltimore,
Maryland
|
-$16.2M |
| 3 |
BCM
Bridgeway Capital Management
Houston,
Texas
|
-$1.4M |
| 4 |
SMDAM
Sumitomo Mitsui DS Asset Management
Tokyo,
Japan
|
-$1.36M |
| 5 |
Goldman Sachs
New York
|
-$834K |
CSWC Hedge Fund Activity: Q4 2014 in Review
63 of the 3,765 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q4 2014, worth a combined $307M — up 6.1% from $290M a quarter earlier.
Buyers outnumbered sellers: 11 funds opened new CSWC positions and 9 closed out — a net gain of 2 holders — while 15 added to existing stakes and 23 trimmed.
The largest buyer was Lazard Asset Management, opening a new position worth an estimated $11.3M. The largest seller was Dimensional Fund Advisors, exiting entirely with an estimated $25.5M sold.
- 63 institutional investors held Capital Southwest (CSWC) as of Q4 2014, unchanged from Q3 2014.
- Funds reported $307M of Capital Southwest stock for Q4 2014, up 6.1% quarter-over-quarter.
- 11 funds opened new Capital Southwest positions in Q4 2014 and 9 closed out, a net change of +2 holders.
- The largest Capital Southwest buyer in Q4 2014 was Lazard Asset Management, an estimated $11.3M added.
- The largest Capital Southwest seller in Q4 2014 was Dimensional Fund Advisors, an estimated $25.5M sold.
Based on aggregated 13F filings for Q4 2014.