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Capital Southwest
CSWC

Overview Fund Activity

60 hedge funds and large institutions have $80.2M invested in Capital Southwest in 2020 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 16 increasing their positions, 25 reducing their positions, and 12 closing their positions.

Holders
60
Holders Change
-7
Holders Change %
-10.45%
% of All Funds
1.21%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
5
Increased
16
Reduced
25
Closed
12
Calls
$343K
Puts
$8K
Net Calls
+$335K
Net Calls Change
+$530K

Top Buyers

1
VanEck Associates
1
VanEck Associates
New York
$3.24M
2
RJA
2
Raymond James & Associates
Florida
$209K
3
LPL Financial
3
LPL Financial
California
$425K
4
Legal & General Group
4
Legal & General Group
United Kingdom
$1.79M
5
SBH
5
Segall Bryant & Hamill
Illinois
$150K

Top Sellers

1
PAIM
1
Punch & Associates Investment Management
Minnesota
$15.7M
2
Two Sigma Advisers
2
Two Sigma Advisers
New York
$1.12M
3
SMH
3
Sanders Morris Harris
Texas
$11.8M
4
VEA
4
Virtus ETF Advisers
New York
$208K
5
Wells Fargo
5
Wells Fargo
California
$56K
Name Market Value Shares Shares
Change 		Shares
Change %
PAIM
1
Punch & Associates Investment Management
Minnesota
$15.7M 1,114,516 -88,449 -7%
ZIG
2
Zuckerman Investment Group
Illinois
$12.1M 862,020 -17,438 -2%
SMH
3
Sanders Morris Harris
Texas
$11.8M 841,068 -41,041 -5%
First Manhattan
4
First Manhattan
New York
$6.88M 489,764 -21,675 -4%
AM
5
Ares Management
California
$3.5M 249,416 – –
VanEck Associates
6
VanEck Associates
New York
$3.24M 230,417 +23,161 +11%
AI
7
Ariel Investments
Illinois
$2.19M 156,153 – –
GWI
8
Grace & White Inc
New York
$2.03M 144,515 -2,800 -2%
AAM
9
Advisors Asset Management
Colorado
$2.03M 144,356 -1,418 -1%
MCM
10
Moerus Capital Management
New York
$1.97M 140,248 – –
Legal & General Group
11
Legal & General Group
United Kingdom
$1.79M 127,380 +13,437 +12%
Arrowstreet Capital
12
Arrowstreet Capital
Massachusetts
$1.71M 121,530 -6,519 -5%
BlackRock
13
BlackRock
New York
$1.56M 110,946 +10,213 +10%
Two Sigma Advisers
14
Two Sigma Advisers
New York
$1.12M 79,800 -41,300 -34%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$924K 65,777 +3,014 +5%
CIM
16
Confluence Investment Management
Missouri
$920K 65,518 +235 +0.4%
AR
17
Advisory Research
Illinois
$905K 64,386 -6,994 -10%
BRWA
18
B. Riley Wealth Advisors
Florida
$848K 60,322 +5,416 +10%
RCM
19
Radcliffe Capital Management
Pennsylvania
$814K 57,961 -4,839 -8%
UBS Group
20
UBS Group
Switzerland
$693K 49,352 -5,731 -10%
D.E. Shaw & Co
21
D.E. Shaw & Co
New York
$610K 43,391 -10,685 -20%
California Public Employees Retirement System
22
California Public Employees Retirement System
California
$561K 39,900 +1,400 +4%
HH
23
Hilltop Holdings
Texas
$536K 38,150 -1,250 -3%
Morgan Stanley
24
Morgan Stanley
New York
$523K 37,248 -3,621 -9%
LPL Financial
25
LPL Financial
California
$425K 30,269 +14,383 +91%
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