CSWC icon

Capital Southwest
CSWC

Overview Fund Activity

50 hedge funds and large institutions have $136M invested in Capital Southwest in 2016 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 13 increasing their positions, 14 reducing their positions, and 8 closing their positions.

Holders
50
Holders Change
-1
Holders Change %
-1.96%
% of All Funds
1.33%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.13%
New
7
Increased
13
Reduced
14
Closed
8
Calls
–
Puts
$1.39M
Net Calls
-$1.39M
Net Calls Change
-$10.8M

Top Buyers

1
PAIM
1
Punch & Associates Investment Management
Minnesota
$16.5M
2
RRAM
2
River Road Asset Management
Kentucky
$13.9M
3
AI
3
Ariel Investments
Illinois
$3.44M
4
MCP
4
Moab Capital Partners
New York
$23M
5
VanEck Associates
5
VanEck Associates
New York
$499K

Top Sellers

1
GCM
1
Greywolf Capital Management
New York
$2.26M
2
ETC
2
Evercore Trust Company
New York
$13.3M
3
DCM
3
Dialectic Capital Management
Connecticut
$858K
4
Artisan Partners
4
Artisan Partners
Wisconsin
$1.4M
5
Invesco
5
Invesco
Georgia
$379K
Name Market Value Shares Shares
Change 		Shares
Change %
MCP
1
Moab Capital Partners
New York
$23M 1,660,113 +101,781 +7%
ZIG
2
Zuckerman Investment Group
Illinois
$18.6M 1,341,489 -74,565 -5%
PAIM
3
Punch & Associates Investment Management
Minnesota
$16.5M 1,191,701 +394,511 +49%
RRAM
4
River Road Asset Management
Kentucky
$13.9M 1,005,419 +224,592 +29%
ETC
5
Evercore Trust Company
New York
$13.3M 960,318 -148,227 -13%
First Manhattan
6
First Manhattan
New York
$13M 938,001 -17,558 -2%
CP
7
Clover Partners
Texas
$9.17M 661,058 – –
UBS Group
8
UBS Group
Switzerland
$3.83M 276,129 +7,134 +3%
AI
9
Ariel Investments
Illinois
$3.44M 248,100 +159,100 +179%
GCM
10
Greywolf Capital Management
New York
$2.26M 163,013 -282,697 -63%
TAM
11
Third Avenue Management
New York
$2.09M 150,348 – –
GWI
12
Grace & White Inc
New York
$1.84M 132,528 – –
RFC
13
Russell Frank Company
Washington
$1.82M 131,243 +17,764 +16%
GCP
14
GSA Capital Partners
United Kingdom
$1.75M 126,374 – –
Artisan Partners
15
Artisan Partners
Wisconsin
$1.4M 100,699 -101,309 -50%
Morgan Stanley
16
Morgan Stanley
New York
$1.38M 99,074 -54,671 -36%
Ameriprise
17
Ameriprise
Minnesota
$1.06M 76,758 +9,980 +15%
BG
18
BlackRock Group
United Kingdom
$970K 69,920 +11,112 +19%
DCM
19
Dialectic Capital Management
Connecticut
$858K 61,843 -143,484 -70%
Two Sigma Investments
20
Two Sigma Investments
New York
$692K 49,921 +621 +1%
VanEck Associates
21
VanEck Associates
New York
$499K 35,983 +35,983 New
WT
22
Whittier Trust
California
$444K 32,000 – –
Invesco
23
Invesco
Georgia
$379K 27,293 -96,245 -78%
Parallax Volatility Advisers
24
Parallax Volatility Advisers
California
$313K 22,591 +22,591 New
DTL
25
Dynamic Technology Lab
Singapore
$291K 21,047 +21,047 New
1
2 3